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RSMC

Rockefeller U.S. Small-Mid Cap ETF
RSMC

14 hedge funds and large institutions have $803M invested in Rockefeller U.S. Small-Mid Cap ETF in 2025 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 0 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $820M → $803M (-$17.8M)

2.72% less ownership

Funds ownership: 109.94% → 107.22% (-2.7%)

13% less funds holding

Funds holding: 16 → 14 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 4

Holders
14
Holders Change
-2
Holders Change %
-12.5%
% of All Funds
0.18%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
2
Increased
–
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GWMR
GC Wealth Management RIA
Massachusetts
+$3.77M
2
LPL Financial
LPL Financial
California
+$1.22M

Top Sellers

Rank Fund Capital Flow
1
JFG
Jefferies Financial Group
New York
-$15.1M
2
Rockefeller Capital Management
Rockefeller Capital Management
New York
-$13.6M
3
JP Morgan Chase
JP Morgan Chase
New York
-$3.72M
4
SG
StoneX Group
New York
-$565K
5
CA
CoreCap Advisors
Michigan
-$521K
Name Holding Trade Value Shares
Change 		Change in
Stake
Rockefeller Capital Management
1
Rockefeller Capital Management
New York
$732M -$13.6M -520,720 -2%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$26.7M -$340K -13,028 -1%
SG
3
StoneX Group
New York
$24.2M -$565K -21,646 -2%
GWMR
4
GC Wealth Management RIA
Massachusetts
$3.8M +$3.77M +144,387 New
JP Morgan Chase
5
JP Morgan Chase
New York
$3.36M -$3.72M -142,587 -53%
QCM
6
Quantinno Capital Management
New York
$3.18M – – –
BJL
7
Brighton Jones LLC
Washington
$3.18M – – –
Franklin Resources
8
Franklin Resources
California
$2.02M – – –
LPL Financial
9
LPL Financial
California
$1.23M +$1.22M +46,639 New
HTC
10
Haverford Trust Company
Pennsylvania
$848K – – –
MHIC
11
Marble Harbor Investment Counsel
Massachusetts
$686K – – –
FNBT
12
FineMark National Bank & Trust
Florida
$565K – – –
Bank of New York Mellon
13
Bank of New York Mellon
New York
$465K – – –
CA
14
Clearstead Advisors
Ohio
$286K – – –
JFG
15
Jefferies Financial Group
New York
– -$15.1M -580,000 Closed
CA
16
CoreCap Advisors
Michigan
– -$521K -20,064 Closed
Brown Advisory
17
Brown Advisory
Maryland
– -$257K -9,917 Closed
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
– -$207K -7,965 Closed

RSMC Hedge Fund Activity: Q3 2025 in Review

14 of the 7,620 institutional investors tracked by Wall St. Rank reported a position in Rockefeller U.S. Small-Mid Cap ETF (RSMC) for Q3 2025, worth a combined $803M — down 2.2% from $820M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of RSMC and 2 opened new positions — a net loss of 2 holders — while 4 trimmed existing stakes and 0 added.

The largest buyer was GC Wealth Management RIA, opening a new position worth an estimated $3.77M. The largest seller was Jefferies Financial Group, exiting entirely with an estimated $15.1M sold.

  • 14 institutional investors held Rockefeller U.S. Small-Mid Cap ETF (RSMC) as of Q3 2025, down from 16 in Q2 2025.
  • Funds reported $803M of Rockefeller U.S. Small-Mid Cap ETF stock for Q3 2025, down 2.2% quarter-over-quarter.
  • 2 funds opened new Rockefeller U.S. Small-Mid Cap ETF positions in Q3 2025 and 4 closed out, a net change of -2 holders.
  • The largest Rockefeller U.S. Small-Mid Cap ETF buyer in Q3 2025 was GC Wealth Management RIA, an estimated $3.77M added.
  • The largest Rockefeller U.S. Small-Mid Cap ETF seller in Q3 2025 was Jefferies Financial Group, an estimated $15.1M sold.

Based on aggregated 13F filings for Q3 2025.