LPL Financial
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LPL Financial’s Rockefeller U.S. Small-Mid Cap ETF RSMC Stock Holding History

LPL Financial’s Portfolio RSMC Stock Details RSMC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$1.47M Sell
53,811
-3,127
-5% -$88.6K ﹤0.01% 4124
2026
Q2 		$1.65M Buy
56,938
+672
+1% +$18.6K ﹤0.01% 3968
2026
Q1 		$1.4M Buy
56,266
+830
+1% +$21.5K ﹤0.01% 3842
2025
Q4 		$1.4M Buy
55,436
+8,797
+19% +$226K ﹤0.01% 3732
2025
Q3 		$1.23M Buy
+46,639
New +$1.22M ﹤0.01% 3799

Other funds holding RSMC

StoneX Group
StoneX Group New York $2.75B AUM 24.13% 1-Year Est. Return
Marble Harbor Investment Counsel
Marble Harbor Investment Counsel Boston, Massachusetts $1.02B AUM 15.73% 1-Year Est. Return
Brighton Jones LLC
Brighton Jones LLC Seattle, Washington $5.73B AUM 24.99% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $474B AUM 32.39% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.84T AUM 33.86% 1-Year Est. Return
Commerce Bank
Commerce Bank Kansas City, Missouri $22.9B AUM 22.61% 1-Year Est. Return
Harpswell Capital Advisors
Harpswell Capital Advisors Yarmouth, Maine $152M AUM 8.39% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return
Jane Street
Jane Street New York $1.19T AUM 51.51% 1-Year Est. Return
Clearstead Advisors
Clearstead Advisors Cleveland, Ohio $10.8B AUM 17.88% 1-Year Est. Return

LPL Financial's RSMC Position: Q3 2026 in Review

LPL Financial reduced its Rockefeller U.S. Small-Mid Cap ETF (RSMC) stake by 5.5% in Q3 2026, selling an estimated $88.6K and leaving 53,811 shares worth $1.47M. The position accounts for ﹤0.01% of the portfolio, ranked #4124.

LPL Financial first reported a position in RSMC in Q3 2025 and has held it in 5 quarters since. The position peaked at $1.65M in Q2 2026. 13 funds tracked by Wall St. Rank hold RSMC as of Q3 2026.

  • LPL Financial held 53,811 shares of Rockefeller U.S. Small-Mid Cap ETF worth $1.47M as of Q3 2026.
  • LPL Financial sold 3,127 Rockefeller U.S. Small-Mid Cap ETF shares in Q3 2026, an estimated $88.6K.
  • Rockefeller U.S. Small-Mid Cap ETF made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #4124 holding.
  • LPL Financial first reported a position in Rockefeller U.S. Small-Mid Cap ETF in Q3 2025 and has held it in 5 quarters since.
  • LPL Financial's Rockefeller U.S. Small-Mid Cap ETF position peaked at $1.65M in Q2 2026.
  • 13 funds tracked by Wall St. Rank held Rockefeller U.S. Small-Mid Cap ETF as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.