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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTC
4901
Grayscale Bitcoin Mini Trust ETF
BTC
$3.44B
– –
-4,140
Closed -$160K
PMBS
4902
PIMCO Mortgage-Backed Securities Active Exchange-Traded Fund
PMBS
$1.38B
– –
-459
Closed -$22.8K
EXEEL
4903
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
– –
-7
Closed -$698
PVLA
4904
Palvella Therapeutics
PVLA
$2.04B
– –
-5
Closed -$523
TTAM
4905
Titan America SA
TTAM
$3.23B
– –
-400
Closed -$6.59K
VBIL
4906
Vanguard 0-3 Month Treasury Bill ETF
VBIL
$9.39B
– –
-10
Closed -$754
NPB
4907
Northpointe Bancshares
NPB
$592M
– –
-57,538
Closed -$965K
GXDW
4908
Global X Funds Global X Dorsey Wright Thematic ETF
GXDW
$5.97M
– –
-343
Closed -$8.22K
WTPI
4909
WisdomTree Equity Premium Income Fund
WTPI
$494M
– –
-24,568
Closed -$811K
DEFR
4910
Aptus Deferred Income ETF
DEFR
$142M
– –
-163
Closed -$4.35K
GPZ
4911
VanEck Alternative Asset Manager ETF
GPZ
$243M
– –
-300
Closed -$8.14K
HTFL
4912
Heartflow Inc
HTFL
$2.19B
– –
-6
Closed -$175
WBI
4913
WaterBridge Infrastructure LLC
WBI
$1.57B
– –
-35
Closed -$700
GDLC
4914
Grayscale CoinDesk Crypto 5 ETF
GDLC
$360M
– –
-75
Closed -$3.1K
PTRN
4915
Pattern Group Inc
PTRN
$4.12B
– –
-263
Closed -$3.04K
BTQ
4916
BTQ Technologies Corp
BTQ
$504M
– –
-71
Closed -$364
ALH
4917
Alliance Laundry Holdings
ALH
$5.18B
– –
-87
Closed -$1.77K
FTMS
4918
Franklin Short-Term Municipal Income ETF
FTMS
$187M
– –
-161,622
Closed -$1.61M
XAGG
4919
Eaton Vance Income Opportunities ETF
XAGG
$1.3B
– –
-116
Closed -$5.85K
BBHM
4920
BBH Select Mid Cap ETF
BBHM
$451M
– –
-167
Closed -$1.88K
GRNJ
4921
Fundstrat Granny Shots US Small & Mid-Cap ETF
GRNJ
$508M
– –
-25,095
Closed -$641K
OPENL
4922
Opendoor Technologies Inc Series A Warrants
OPENL
$5.96M
– –
-473
Closed -$246
OPENW
4923
Opendoor Technologies Inc Series K Warrants
OPENW
$10.6M
– –
-473
Closed -$426
OPENZ
4924
Opendoor Technologies Inc Series Z Warrants
OPENZ
$5.53M
– –
-473
Closed -$189
193 194 195 196
197

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.