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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRUE
4876
DELISTED
TrueCar
TRUE
– –
-1,950
Closed -$4.41K
TUA icon
4877
Simplify Short Term Treasury Futures Strategy ETF
TUA
$695M
– –
-550
Closed -$12K
ULCC icon
4878
Frontier Group Holdings
ULCC
$1.4B
– –
-11
Closed -$52
ULST icon
4879
State Street Ultra Short Term Bond ETF
ULST
$527M
– –
-1,000
Closed -$40.5K
UP icon
4880
Wheels Up
UP
$219M
– –
-250
Closed -$3.28K
UTES icon
4881
Virtus Reaves Utilities ETF
UTES
$1.38B
– –
-675
Closed -$53.3K
UWMC.WS
4882
DELISTED
UWM Holdings Warrants
UWMC.WS
– –
-721,740
Closed -$1.16K
VFMO icon
4883
Vanguard US Momentum Factor ETF
VFMO
$1.79B
– –
-7
Closed -$1.34K
VFMF icon
4884
Vanguard US Multifactor ETF
VFMF
$721M
– –
-21
Closed -$3.18K
WHG icon
4885
Westwood Holdings Group
WHG
$186M
– –
-74
Closed -$1.27K
WOW
4886
DELISTED
WideOpenWest
WOW
– –
-1,106
Closed -$5.75K
XPOF icon
4887
Xponential Fitness
XPOF
$278M
– –
-14
Closed -$115
YALA
4888
Yalla Group
YALA
$809M
– –
-169
Closed -$1.17K
ZEUS
4889
DELISTED
Olympic Steel
ZEUS
– –
-362
Closed -$15.5K
ZIM icon
4890
ZIM Integrated Shipping Services
ZIM
$2.96B
– –
-96
Closed -$2.04K
ZLAB icon
4891
Zai Lab
ZLAB
$2.1B
– –
-8
Closed -$141
DAY
4892
DELISTED
Dayforce
DAY
– –
-603
Closed -$41.7K
TBBB icon
4893
BBB Foods
TBBB
$4.9B
– –
-50
Closed -$1.67K
BODI icon
4894
The Beachbody Company
BODI
$79.1M
– –
-8,000
Closed -$82.9K
EVTR icon
4895
Eaton Vance Total Return Bond ETF
EVTR
$5.64B
– –
-2,130
Closed -$110K
PBK
4896
PowerBank Corp
PBK
$25.7M
– –
-800
Closed -$1.45K
ETH
4897
Grayscale Ethereum Staking Mini ETF Shares
ETH
$1.78B
– –
-207
Closed -$5.81K
CGCV
4898
Capital Group Conservative Equity ETF
CGCV
$1.93B
– –
-600
Closed -$18.3K
ARDT
4899
Ardent Health
ARDT
$1.57B
– –
-71
Closed -$627
ETHE
4900
Grayscale Ethereum Staking ETF Shares
ETHE
$1.58B
– –
-280
Closed -$6.82K
193 194 195
196
197

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.