Rockefeller Capital Management’s FT Vest US Small Cap Moderate Buffer ETF February SFEB Stock Holding History

Rockefeller Capital Management’s Portfolio SFEB Stock Details SFEB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-7,431	Closed	-$176K	–	4889
2026 Q1	$176K	Hold	7,431	–	–	﹤0.01%	2575
2025 Q4	$175K	Hold	7,431	–	–	﹤0.01%	2446
2025 Q3	$169K	Buy	+7,431	New	+$164K	﹤0.01%	2314

Other funds holding SFEB

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Diligent Investors Redlands, California $449M AUM 26.15% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Maia Wealth Denver, Colorado $679M AUM 22.27% 1-Year Est. Return

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Rockefeller Capital Management's SFEB Position: Q2 2026 in Review

Rockefeller Capital Management sold out of FT Vest US Small Cap Moderate Buffer ETF February (SFEB) in Q2 2026, closing a stake of 7,431 shares — an estimated $176K sold.

Rockefeller Capital Management first reported a position in SFEB in Q3 2025 and held it in 3 quarters. The position peaked at $176K in Q1 2026. 53 funds tracked by Wall St. Rank hold SFEB as of Q2 2026.

Rockefeller Capital Management reported no remaining FT Vest US Small Cap Moderate Buffer ETF February position as of Q2 2026 after selling out during the quarter.
Rockefeller Capital Management sold 7,431 FT Vest US Small Cap Moderate Buffer ETF February shares in Q2 2026, an estimated $176K.
Rockefeller Capital Management first reported a position in FT Vest US Small Cap Moderate Buffer ETF February in Q3 2025 and held it in 3 quarters.
Rockefeller Capital Management's FT Vest US Small Cap Moderate Buffer ETF February position peaked at $176K in Q1 2026.
53 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF February as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.