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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGD
4826
DELISTED
New Gold Inc
NGD
– –
-59,500
Closed -$518K
NNOX icon
4827
Nano X Imaging
NNOX
$61.7M
– –
-250
Closed -$700
NQP
4828
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-3,372
Closed -$40.1K
NTST
4829
NETSTREIT Corp
NTST
$2.13B
– –
-591
Closed -$10.4K
OBK icon
4830
Origin Bancorp
OBK
$1.67B
– –
-2,016
Closed -$75.9K
OCFC icon
4831
OceanFirst Financial
OCFC
$1.7B
– –
-553
Closed -$9.93K
ODD icon
4832
ODDITY Tech
ODD
$758M
– –
-572
Closed -$23K
OSCV icon
4833
Opus Small Cap Value ETF
OSCV
$708M
– –
-33
Closed -$1.22K
PCH
4834
DELISTED
PotlatchDeltic
PCH
– –
-6,339
Closed -$252K
PFLT icon
4835
PennantPark Floating Rate Capital
PFLT
$692M
– –
-3,000
Closed -$27.8K
PHK
4836
PIMCO High Income Fund
PHK
$863M
– –
-4,387
Closed -$21.3K
PLYM
4837
DELISTED
Plymouth Industrial REIT
PLYM
– –
-8,808
Closed -$193K
PNNT
4838
Pennant Park Investment Corp
PNNT
$219M
– –
-195,676
Closed -$1.17M
PRQR icon
4839
ProQR Therapeutics
PRQR
$244M
– –
-34
Closed -$69
PSFE.WS
4840
DELISTED
Paysafe Ltd Warrants
PSFE.WS
– –
-86
Closed –
PSMO icon
4841
Pacer Swan SOS Moderate October ETF
PSMO
$99.4M
– –
-18
Closed -$554
PSNL icon
4842
Personalis
PSNL
$1.28B
– –
-36
Closed -$287
PUMP icon
4843
ProPetro Holding
PUMP
$1.32B
– –
-82
Closed -$780
QEFA icon
4844
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.04B
– –
-29
Closed -$2.63K
QUS icon
4845
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.52B
– –
-1,102
Closed -$192K
QYLG icon
4846
Global X Nasdaq 100 Covered Call & Growth ETF
QYLG
$154M
– –
-1,025
Closed -$27.9K
RCEL icon
4847
Avita Medical
RCEL
$146M
– –
-220
Closed -$759
REFR icon
4848
Research Frontiers
REFR
$16.1M
– –
-2,700
Closed -$3.54K
REVG
4849
DELISTED
REV Group
REVG
– –
-263
Closed -$16K
RNAM
4850
DELISTED
Avidity Biosciences
RNAM
– –
-474
Closed -$34.2K
192 193
194
195 196

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.