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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDIQ
4801
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$52.5M
– –
-500
Closed -$30.9K
KEMQ icon
4802
KraneShares Emerging Markets Consumer Technology Index ETF
KEMQ
$24.9M
– –
-641
Closed -$15.8K
KFRC icon
4803
Kforce
KFRC
$1.04B
– –
-244
Closed -$7.54K
KITT icon
4804
Nauticus Robotics
KITT
$5.47M
– –
-1
Closed -$5
KRUS icon
4805
Kura Sushi USA
KRUS
$570M
– –
-3
Closed -$157
LFST icon
4806
Lifestance Health
LFST
$4.15B
– –
-268
Closed -$1.89K
LNW
4807
DELISTED
Light & Wonder
LNW
– –
-747
Closed -$77K
LOWV icon
4808
AB US Low Volatility Equity ETF
LOWV
$203M
– –
-3,055
Closed -$239K
LOPP icon
4809
Gabelli Love Our Planet & People ETF
LOPP
$15.2M
– –
-393
Closed -$13K
LPSN icon
4810
LivePerson
LPSN
$20.8M
– –
-1
Closed -$4
LTRX icon
4811
Lantronix
LTRX
$244M
– –
-5,000
Closed -$29.3K
LUCD icon
4812
Lucid Diagnostics
LUCD
$172M
– –
-625
Closed -$681
MBCN
4813
DELISTED
Middlefield Banc Corp
MBCN
– –
-2,000
Closed -$69.1K
MED icon
4814
Medifast
MED
$110M
– –
-376
Closed -$4.02K
MEM icon
4815
Matthews Emerging Markets Equity Active ETF
MEM
$50.3M
– –
-426
Closed -$15.3K
MGNX icon
4816
MacroGenics
MGNX
$254M
– –
-25
Closed -$40
MHN
4817
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
– –
-20,000
Closed -$205K
MINV icon
4818
Matthews Asia Innovators Active ETF
MINV
$160M
– –
-147
Closed -$5.19K
MOTI icon
4819
VanEck Morningstar International Moat ETF
MOTI
$71.5M
– –
-7,922
Closed -$291K
MRAM icon
4820
Everspin Technologies
MRAM
$351M
– –
-1,000
Closed -$9.28K
MSOS icon
4821
AdvisorShares Pure US Cannabis ETF
MSOS
$860M
– –
-949
Closed -$4.48K
MUE
4822
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
– –
-41,318
Closed -$414K
MVF
4823
DELISTED
BlackRock MuniVest Fund
MVF
– –
-99,814
Closed -$692K
MVT
4824
DELISTED
BlackRock MuniVest Fund II
MVT
– –
-127,932
Closed -$1.38M
MYD
4825
DELISTED
BlackRock MuniYield Fund
MYD
– –
-172,255
Closed -$1.81M
191 192
193
194 195

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.