Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $55.5B
1-Year Est. Return 22.27%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+22.27%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,891
New
Increased
Reduced
Closed

Top Buys

1
+$169M
2
+$123M
3
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

1
+$1.15B
2
+$183M
3
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YHC
4751
LQR House Inc
YHC
$18.9M
– –
-1,755
TVRD
4752
Tvardi Therapeutics
TVRD
$28.2M
– –
-4
TGEN
4753
Tecogen Inc
TGEN
$124M
– –
-12,500
ARAI
4754
Arrive AI Inc
ARAI
$35.4M
– –
-2,000
GXPC
4755
Global X PureCap MSCI Communication Services ETF
GXPC
$64M
– –
-158
EVMO
4756
Eaton Vance Mortgage Opportunities ETF
EVMO
$875M
– –
-726
EMO.RT
4757
DELISTED
ClearBridge Energy Midstream Opportunity Fund Rights expiring Oct 10 2025
EMO.RT
– –
-1,629
STUB
4758
StubHub Holdings
STUB
$2.49B
– –
-250
UTF.RT
4759
DELISTED
Cohen & Steers Infrastructure Fund Rights exp Oct 16 2025
UTF.RT
– –
-7,296
BUSE icon
4760
First Busey Corp
BUSE
$2.27B
– –
-82
GGN
4761
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$845M
– –
-3,000
GGT
4762
Gabelli Multimedia Trust
GGT
$169M
– –
-5,700
GGZ
4763
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$124M
– –
-2,820
GLPG icon
4764
Galapagos
GLPG
$1.89B
– –
-35
GPMT
4765
Granite Point Mortgage Trust
GPMT
$74.3M
– –
-23
GRNB icon
4766
VanEck Green Bond ETF
GRNB
$177M
– –
-1,036
GXPD
4767
Global X PureCap MSCI Consumer Discretionary ETF
GXPD
$34.4M
– –
-277
GXPT
4768
Global X PureCap MSCI Information Technology ETF
GXPT
$64M
– –
-99
IIF
4769
Morgan Stanley India Investment Fund
IIF
$212M
– –
-2,035
ASG
4770
Liberty All-Star Growth Fund
ASG
$324M
– –
-36,566
ADAP
4771
DELISTED
Adaptimmune Therapeutics
ADAP
– –
-12,166
ADTN icon
4772
Adtran
ADTN
$1.35B
– –
-62
ADV icon
4773
Advantage Solutions
ADV
$426M
– –
-1,156
AGRO icon
4774
Adecoagro
AGRO
$1.89B
– –
-16,678
AKRO
4775
DELISTED
Akero Therapeutics
AKRO
– –
-313
189 190
191
192 193