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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESQ icon
4751
Esquire Financial Holdings
ESQ
$1.04B
– –
-47
Closed -$4.8K
EVCM icon
4752
EverCommerce
EVCM
$2.09B
– –
-29
Closed -$351
EVG
4753
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
– –
-1,000
Closed -$10.9K
AZIO
4754
Azio AI Holdings
AZIO
$26M
– –
-20,000
Closed -$7.18K
EWS icon
4755
iShares MSCI Singapore ETF
EWS
$1.03B
– –
-4,638
Closed -$128K
EXAS
4756
DELISTED
Exact Sciences
EXAS
– –
-6,102
Closed -$620K
EXFY icon
4757
Expensify
EXFY
$175M
– –
-10
Closed -$15
FBRX icon
4758
Forte Biosciences
FBRX
$1.57B
– –
-28
Closed -$764
FEUZ icon
4759
First Trust Eurozone AlphaDEX
FEUZ
$133M
– –
-398
Closed -$24.4K
FINV
4760
FinVolution Group
FINV
$1.15B
– –
-185
Closed -$968
FPI
4761
Farmland Partners
FPI
$420M
– –
-43
Closed -$417
FRGE
4762
DELISTED
Forge Global Holdings
FRGE
– –
-1,931
Closed -$86K
FYBR
4763
DELISTED
Frontier Communications
FYBR
– –
-1,858
Closed -$70.7K
GBIO
4764
DELISTED
Generation Bio
GBIO
– –
-500
Closed -$2.84K
GBTC icon
4765
Grayscale Bitcoin Trust
GBTC
$9.75B
– –
-6,488
Closed -$444K
GEG icon
4766
Great Elm Group
GEG
$67.7M
– –
-175,145
Closed -$447K
GEMD icon
4767
Goldman Sachs Access Emerging Markets USD Bond ETF
GEMD
$37.5M
– –
-23
Closed -$976
GES
4768
DELISTED
Guess Inc
GES
– –
-3,005
Closed -$50.3K
GGRW icon
4769
Gabelli Growth Innovators ETF
GGRW
$7.23M
– –
-230
Closed -$8.11K
GLAD icon
4770
Gladstone Capital
GLAD
$430M
– –
-598
Closed -$12.4K
XRN
4771
Chiron Real Estate Inc
XRN
$540M
– –
-4
Closed -$135
GO icon
4772
Grocery Outlet
GO
$932M
– –
-24
Closed -$242
GOOS
4773
Canada Goose Holdings
GOOS
$891M
– –
-30
Closed -$389
GRN icon
4774
iPath Series B Carbon Exchange-Traded Notes
GRN
$23.9M
– –
-598
Closed -$20.5K
GRND icon
4775
Grindr
GRND
$2.75B
– –
-3,299
Closed -$44.7K
189 190
191
192 193

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.