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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BALI icon
4701
iShares U.S. Large Cap Premium Income Active ETF
BALI
$1.29B
– –
-706
Closed -$22.4K
BCD icon
4702
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$402M
– –
-61
Closed -$1.89K
BCML icon
4703
BayCom
BCML
$333M
– –
-3,198
Closed -$94K
BFC icon
4704
Bank First Corp
BFC
$1.65B
– –
-94
Closed -$11.5K
BKIE icon
4705
BNY Mellon International Equity ETF
BKIE
$1.28B
– –
-1,509
Closed -$46.6K
BKLC icon
4706
BNY Mellon US Large Cap Core Equity ETF
BKLC
$5.43B
– –
-4,791
Closed -$209K
BKMC icon
4707
BNY Mellon US Mid Cap Core Equity ETF
BKMC
$655M
– –
-1,596
Closed -$58K
BKN
4708
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
– –
-21,514
Closed -$241K
BLDP
4709
Ballard Power Systems
BLDP
$865M
– –
-10,000
Closed -$25.4K
BLE
4710
DELISTED
BlackRock Municipal Income Trust II
BLE
– –
-16,643
Closed -$174K
BNDW icon
4711
Vanguard Total World Bond ETF
BNDW
$1.89B
– –
-105
Closed -$7.23K
BNY
4712
DELISTED
BlackRock New York Municipal Income Trust
BNY
– –
-179,595
Closed -$1.82M
BUFC icon
4713
AB Conservative Buffer ETF
BUFC
$1.04B
– –
-5,282
Closed -$218K
BXMX
4714
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-39,680
Closed -$583K
BYSI icon
4715
BeyondSpring
BYSI
$48.1M
– –
-151
Closed -$246
BZUN
4716
Baozun
BZUN
$164M
– –
-50
Closed -$133
CADE
4717
DELISTED
Cadence Bank
CADE
– –
-10,795
Closed -$462K
CCAP icon
4718
Crescent Capital BDC
CCAP
$403M
– –
-2,500
Closed -$35.1K
CCOR icon
4719
Core Alternative Capital
CCOR
$28M
– –
-160,195
Closed -$4.21M
CDTX
4720
DELISTED
Cidara Therapeutics
CDTX
– –
-47
Closed -$10.4K
CFLT
4721
DELISTED
Confluent
CFLT
– –
-46,651
Closed -$1.41M
CIL
4722
DELISTED
VictoryShares International Volatility Wtd ETF
CIL
– –
-10,252
Closed -$553K
CIO
4723
DELISTED
City Office REIT
CIO
– –
-1,154
Closed -$8.07K
CIVI
4724
DELISTED
Civitas Resources
CIVI
– –
-235
Closed -$6.38K
CLOA icon
4725
BlackRock ETF Trust II iShares AAA CLO Active ETF
CLOA
$2.18B
– –
-531
Closed -$27.5K
187 188
189
190 191

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.