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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMA
4726
DELISTED
Comerica
CMA
– –
-6,449
Closed -$561K
CNTA
4727
DELISTED
Centessa Pharmaceuticals
CNTA
– –
-3,468
Closed -$86.7K
CTA icon
4728
Simplify Managed Futures Strategy ETF
CTA
$1.54B
– –
-86
Closed -$2.34K
CTOS icon
4729
Custom Truck One Source
CTOS
$2.44B
– –
-608
Closed -$3.5K
CVAC
4730
DELISTED
CureVac
CVAC
– –
-23
Closed -$104
CVSB icon
4731
Calvert Ultra-Short Investment Grade ETF
CVSB
$218M
– –
-68
Closed -$3.45K
CYBR
4732
DELISTED
CyberArk
CYBR
– –
-17,306
Closed -$7.72M
CZA icon
4733
Invesco Zacks Mid-Cap ETF
CZA
$189M
– –
-32
Closed -$3.55K
DAWN
4734
DELISTED
Day One Biopharmaceuticals
DAWN
– –
-1,000
Closed -$9.32K
DBD icon
4735
Diebold Nixdorf
DBD
$3.14B
– –
-117
Closed -$7.94K
DBND icon
4736
DoubleLine Opportunistic Bond ETF
DBND
$737M
– –
-65
Closed -$3.04K
DCBO
4737
Docebo
DCBO
$512M
– –
-20
Closed -$444
DEEF icon
4738
Xtrackers FTSE Developed ex US Multifactor ETF
DEEF
$54.9M
– –
-66
Closed -$2.39K
DEEP icon
4739
Acquirers Small and Micro Deep Value ETF
DEEP
$27.8M
– –
-32
Closed -$1.15K
DENN
4740
DELISTED
Denny's
DENN
– –
-979
Closed -$6.09K
DIAX
4741
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-15,556
Closed -$237K
DJIA icon
4742
Global X Dow 30 Covered Call ETF
DJIA
$184M
– –
-5,170
Closed -$114K
DRSK icon
4743
Aptus Defined Risk ETF
DRSK
$1.5B
– –
-306
Closed -$8.71K
DUBS icon
4744
Aptus Large Cap Enhanced Yield ETF
DUBS
$391M
– –
-145
Closed -$5.46K
DVAX
4745
DELISTED
Dynavax Technologies
DVAX
– –
-7,003
Closed -$108K
EB
4746
DELISTED
Eventbrite
EB
– –
-2,678
Closed -$11.9K
EBF icon
4747
Ennis
EBF
$550M
– –
-289
Closed -$5.21K
ECVT icon
4748
Ecovyst
ECVT
$1.34B
– –
-675
Closed -$6.57K
EHTH icon
4749
eHealth
EHTH
$43.2M
– –
-12
Closed -$55
EML icon
4750
Eastern Company
EML
$146M
– –
-904
Closed -$17.8K
188 189
190
191 192

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.