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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SER icon
4676
Serina Therapeutics
SER
$31.5M
$4 ﹤0.01%
2
– –
QVCGA
4677
DELISTED
QVC Group Inc Series A
QVCGA
$4 ﹤0.01%
2
-4
-67% -$24
CCIF
4678
Carlyle Credit Income Fund
CCIF
$56M
$3 ﹤0.01%
+1
New +$4
VIVS
4679
VivoSim Labs
VIVS
$1.36M
$3 ﹤0.01%
2
– –
BGM
4680
BGM Group Ltd
BGM
$114M
$2 ﹤0.01%
+5
New +$10
XRXDW
4681
Xerox Holdings Corp Warrants
XRXDW
$16.1M
$2 ﹤0.01%
+20
New +$2
BNBX
4682
DELISTED
BNB PLUS CORP
BNBX
$1 ﹤0.01%
+1
New +$1
YCBD icon
4683
cbdMD
YCBD
$5.46M
$1 ﹤0.01%
1
– –
ABX
4684
Abacus Global Management
ABX
$1B
– –
-11
Closed -$94
ACHR.WS icon
4685
Archer Aviation Redeemable Warrants
ACHR.WS
$22.5M
– –
-100
Closed -$115
ACIO icon
4686
Aptus Collared Investment Opportunity ETF
ACIO
$2.34B
– –
-203
Closed -$8.87K
ADME icon
4687
Aptus Behavioral Momentum ETF
ADME
$287M
– –
-64
Closed -$3.28K
AGGY icon
4688
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
– –
-1,061
Closed -$46.8K
AIVI icon
4689
WisdomTree International AI Enhanced Value Fund
AIVI
$60.5M
– –
-400
Closed -$20.8K
ALEX
4690
DELISTED
Alexander & Baldwin
ALEX
– –
-1,809
Closed -$37.3K
AMRC icon
4691
Ameresco
AMRC
$1.12B
– –
-10
Closed -$293
AMWD
4692
DELISTED
American Woodmark
AMWD
– –
-3
Closed -$162
AMZA icon
4693
InfraCap MLP ETF
AMZA
$461M
– –
-1,600
Closed -$63.2K
APLT
4694
DELISTED
Applied Therapeutics
APLT
– –
-241,897
Closed -$24.2K
ARKB icon
4695
ARK 21Shares Bitcoin ETF
ARKB
$2.47B
– –
-245
Closed -$7.12K
ASC icon
4696
Ardmore Shipping
ASC
$669M
– –
-1,611
Closed -$17.1K
ATHM icon
4697
Autohome
ATHM
$2.46B
– –
-3,704
Closed -$82.5K
ATS icon
4698
ATS Corp
ATS
$2.58B
– –
-9,790
Closed -$270K
ATXS
4699
DELISTED
Astria Therapeutics
ATXS
– –
-6,462
Closed -$84.6K
AVDL
4700
DELISTED
Avadel Pharmaceuticals
AVDL
– –
-1,816
Closed -$39.1K
186 187
188
189 190

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.