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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRO
4626
Neuberger Real Estate Securities Income Fund Inc
NRO
$196M
$131 ﹤0.01%
+46
New +$138
INAB icon
4627
IN8bio
INAB
$10.7M
$123 ﹤0.01%
83
– –
NVNI
4628
Nvni Group
NVNI
$13M
$115 ﹤0.01%
+100
New +$178
ESTA icon
4629
Establishment Labs
ESTA
$2.78B
$114 ﹤0.01%
+2
New +$137
MGPI icon
4630
MGP Ingredients
MGPI
$403M
$110 ﹤0.01%
6
– –
AMC icon
4631
AMC Entertainment Holdings
AMC
$2.31B
$107 ﹤0.01%
109
– –
SRFM icon
4632
Surf Air Mobility
SRFM
$85.5M
$107 ﹤0.01%
93
– –
PSQH icon
4633
PSQ Holdings
PSQH
$11.3M
$106 ﹤0.01%
13
– –
BUI.RT
4634
DELISTED
BlackRock Utilities, Infrastructure & Power Opportunities Trust Rights (expiring April 2, 2026)
BUI.RT
$105 ﹤0.01%
+13,179
New +$237
HYLN icon
4635
Hyliion Holdings
HYLN
$635M
$104 ﹤0.01%
59
– –
SQNS
4636
Sequans Communications SA
SQNS
$38.3M
$101 ﹤0.01%
40
– –
ACCO icon
4637
Acco Brands
ACCO
$399M
$93 ﹤0.01%
30
-1,298
-98% -$4.89K
LESL icon
4638
Leslie's
LESL
$10.4M
$93 ﹤0.01%
83
– –
RMR icon
4639
The RMR Group
RMR
$345M
$93 ﹤0.01%
6
– –
IMNM icon
4640
Immunome
IMNM
$2.58B
$87 ﹤0.01%
+4
New +$89
USNA icon
4641
Usana Health Sciences
USNA
$433M
$87 ﹤0.01%
5
-12
-71% -$238
SPCE icon
4642
Virgin Galactic
SPCE
$321M
$85 ﹤0.01%
35
+15
+75% +$41
RVT icon
4643
Royce Value Trust
RVT
$2.22B
$83 ﹤0.01%
+5
New +$87
ANDG
4644
Andersen Group
ANDG
$5.29B
$82 ﹤0.01%
+3
New +$70
NEXN
4645
Nexxen International
NEXN
$582M
$72 ﹤0.01%
11
– –
CGC
4646
Canopy Growth
CGC
$385M
$69 ﹤0.01%
73
– –
WOLF icon
4647
Wolfspeed
WOLF
$1.12B
$65 ﹤0.01%
4
+1
+33% +$18
COCHW icon
4648
Envoy Medical Warrant
COCHW
$540K
$62 ﹤0.01%
+933
New +$50
TTGT icon
4649
TechTarget
TTGT
$314M
$62 ﹤0.01%
16
– –
TLSIW icon
4650
TriSalus Life Sciences Warrant
TLSIW
$60 ﹤0.01%
+50
New +$67
184 185
186
187 188

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.