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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AHRT
4601
AH Realty Trust
AHRT
$541M
$209 ﹤0.01%
38
-43
-53% -$275
OLPX
4602
DELISTED
Olaplex Holdings
OLPX
$203 ﹤0.01%
100
-123
-55% -$189
SNDL icon
4603
Sundial Growers
SNDL
$325M
$198 ﹤0.01%
+150
New +$229
FIRY
4604
Firy Inc
FIRY
$171M
$197 ﹤0.01%
76
– –
PLCE icon
4605
Children's Place
PLCE
$53.8M
$195 ﹤0.01%
+58
New +$235
BBUC
4606
Brookfield Business Corp Class A Subordinate Voting Shares
BBUC
$6.61B
$190 ﹤0.01%
+6
New +$206
LNSR icon
4607
LENSAR
LNSR
$66.4M
$179 ﹤0.01%
30
– –
MSGE icon
4608
Madison Square Garden
MSGE
$3.69B
$177 ﹤0.01%
3
– –
SPT icon
4609
Sprout Social
SPT
$521M
$171 ﹤0.01%
30
– –
GAB.RT
4610
DELISTED
The Gabelli Equity Trust Rights (expiring April 14 2026)
GAB.RT
$168 ﹤0.01%
+24,030
New +$240
HNRG icon
4611
Hallador Energy
HNRG
$693M
$163 ﹤0.01%
10
-168
-94% -$3.13K
FTHY
4612
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$500M
$162 ﹤0.01%
+12
New +$167
NHC icon
4613
National Healthcare
NHC
$3.58B
$160 ﹤0.01%
1
-2
-67% -$307
ITRG
4614
Integra Resources
ITRG
$422M
$158 ﹤0.01%
+58
New +$214
IBTI icon
4615
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
$1.88B
$156 ﹤0.01%
7
– –
AVAH icon
4616
Aveanna Healthcare
AVAH
$2.13B
$155 ﹤0.01%
+24
New +$186
WPRT
4617
Westport Fuel Systems
WPRT
$32.7M
$155 ﹤0.01%
85
+55
+183% +$110
OCGN icon
4618
Ocugen
OCGN
$416M
$152 ﹤0.01%
+84
New +$145
NNBR icon
4619
NN Inc
NNBR
$264M
$145 ﹤0.01%
100
– –
QNTM
4620
Quantum Biopharma Class B Subordinate Voting Shares
QNTM
$18.7M
$145 ﹤0.01%
30
– –
FIVA
4621
Fidelity International Value Factor ETF
FIVA
$580M
$139 ﹤0.01%
4
– –
SMP icon
4622
Standard Motor Products
SMP
$900M
$139 ﹤0.01%
+4
New +$158
TWI icon
4623
Titan International
TWI
$528M
$138 ﹤0.01%
20
– –
XFOR icon
4624
X4 Pharmaceuticals
XFOR
$357M
$136 ﹤0.01%
33
– –
CRSR icon
4625
Corsair Gaming
CRSR
$1.13B
$133 ﹤0.01%
24
-24
-50% -$132
183 184
185
186 187

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.