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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRA
4576
DELISTED
ProAssurance
PRA
$396 ﹤0.01%
16
+1
+7% +$24
APPN icon
4577
Appian
APPN
$2.03B
$386 ﹤0.01%
+16
New +$434
BLNK icon
4578
Blink Charging
BLNK
$76.7M
$383 ﹤0.01%
675
– –
AVNS icon
4579
Avanos Medical
AVNS
$378 ﹤0.01%
27
-13
-33% -$175
SLDE
4580
Slide Insurance Holdings
SLDE
$2.44B
$378 ﹤0.01%
21
-330
-94% -$5.78K
VEON icon
4581
VEON
VEON
$3.54B
$370 ﹤0.01%
+8
New +$421
GAME icon
4582
GameSquare
GAME
$37.7M
$362 ﹤0.01%
1,342
-3
-0.2% -$1
IDE
4583
Voya Infrastructure, Industrials and Materials Fund
IDE
$199M
$362 ﹤0.01%
+29
New +$382
ASIX icon
4584
AdvanSix
ASIX
$549M
$355 ﹤0.01%
14
– –
BKE icon
4585
Buckle
BKE
$2.32B
$353 ﹤0.01%
+7
New +$363
HZO icon
4586
MarineMax
HZO
$775M
$352 ﹤0.01%
+13
New +$361
PEO
4587
Adams Natural Resources Fund
PEO
$727M
$334 ﹤0.01%
+12
New +$303
JBSS icon
4588
John B. Sanfilippo & Son
JBSS
$995M
$317 ﹤0.01%
+4
New +$308
XFLT
4589
XAI Floating Rate & Alternative Income Trust
XFLT
$285M
$292 ﹤0.01%
+17
New +$335
GDRX icon
4590
GoodRx Holdings
GDRX
$1.04B
$274 ﹤0.01%
140
+123
+724% +$289
NPK icon
4591
National Presto Industries
NPK
$896M
$274 ﹤0.01%
2
-3
-60% -$384
SCHL icon
4592
Scholastic
SCHL
$764M
$273 ﹤0.01%
7
– –
SWIM icon
4593
Latham Group
SWIM
$673M
$269 ﹤0.01%
+50
New +$319
XRX icon
4594
Xerox
XRX
$357M
$249 ﹤0.01%
193
+5
+3% +$10
IMCR icon
4595
Immunocore
IMCR
$1.7B
$241 ﹤0.01%
8
-1,351
-99% -$43.7K
SLN
4596
Silence Therapeutics
SLN
$511M
$237 ﹤0.01%
45
– –
QURE icon
4597
uniQure
QURE
$2.45B
$229 ﹤0.01%
14
-233
-94% -$4.72K
AOSL icon
4598
Alpha and Omega Semiconductor
AOSL
$877M
$222 ﹤0.01%
10
– –
INSG icon
4599
Inseego
INSG
$111M
$222 ﹤0.01%
20
– –
GENC icon
4600
Gencor Industries
GENC
$223M
$210 ﹤0.01%
+14
New +$204
182 183
184
185 186

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.