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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $65.2B
1-Year Est. Return 31.44%
This Fund
S&P 500
This Quarter Est. Return
+18.66%
1 Year Est. Return
+31.44%
3 Year Est. Return
+100.98%
5 Year Est. Return
+121.66%
10 Year Est. Return
–
AUM
$65.2B
AUM Growth
+$8.83B
Cap. Flow
+$1.57B
Cap. Flow %
2.41%
Top 10 Hldgs %
21.98%
Holding
4,913
New
231
Increased
2,022
Reduced
1,892
Closed
182

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$113M
2
LLY icon
Eli Lilly
LLY
+$56.8M
3
NVDA icon
NVIDIA
NVDA
+$48.2M
4
AMZN icon
Amazon
AMZN
+$47.4M
5
SRE icon
Sempra
SRE
+$45.7M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$88.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$84.8M
3
HLN icon
Haleon
HLN
+$46.3M
4
HON icon
Honeywell
HON
+$44.9M
5
MSFT icon
Microsoft
MSFT
+$41.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.45%
2 Technology 20.76%
3 Financials 7.88%
4 Industrials 6.94%
5 Communication Services 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCOM icon
4551
Dime Commercial Bancshares
DCOM
$1.78B
$773 ﹤0.01%
19
-25,011
-100% -$930K
DBD icon
4552
Diebold Nixdorf
DBD
$2.13B
$765 ﹤0.01%
+9
New +$724
REPX icon
4553
Riley Exploration Permian
REPX
$898M
$758 ﹤0.01%
23
– –
QTRX icon
4554
Quanterix
QTRX
$155M
$756 ﹤0.01%
175
-73
-29% -$237
DFGR icon
4555
Dimensional Global Real Estate ETF
DFGR
$3.67B
$753 ﹤0.01%
+26
New +$745
PLRX icon
4556
Pliant Therapeutics
PLRX
$66.9M
$752 ﹤0.01%
660
– –
YSS
4557
York Space Systems
YSS
$1.31B
$739 ﹤0.01%
+30
New +$931
ALEC icon
4558
Alector
ALEC
$218M
$738 ﹤0.01%
367
– –
MCFT icon
4559
MasterCraft Boat Holdings
MCFT
$501M
$737 ﹤0.01%
+28
New +$651
LXRX icon
4560
Lexicon Pharmaceuticals
LXRX
$796M
$720 ﹤0.01%
300
-35
-10% -$68
OI icon
4561
O-I Glass
OI
$900M
$712 ﹤0.01%
74
-1,687
-96% -$15.9K
USAS
4562
Americas Gold and Silver
USAS
$1.63B
$708 ﹤0.01%
150
-485
-76% -$2.8K
UHT
4563
Universal Health Realty Income Trust
UHT
$537M
$702 ﹤0.01%
16
-297
-95% -$12.2K
LXEO icon
4564
Lexeo Therapeutics
LXEO
$272M
$698 ﹤0.01%
150
-991
-87% -$5.36K
AVNS
4565
DELISTED
Avanos Medical
AVNS
$672 ﹤0.01%
27
– –
NLOP
4566
Net Lease Office Properties
NLOP
$147M
$668 ﹤0.01%
60
-100
-63% -$1.21K
LPG icon
4567
Dorian LPG
LPG
$2.29B
$661 ﹤0.01%
19
-12
-39% -$473
SHEN icon
4568
Shenandoah Telecom
SHEN
$651M
$648 ﹤0.01%
43
-20
-32% -$315
TQQQ icon
4569
ProShares UltraPro QQQ
TQQQ
$40.3B
$648 ﹤0.01%
8
-2,875
-100% -$200K
ATOS icon
4570
Atossa Therapeutics
ATOS
$19M
$643 ﹤0.01%
333
-20
-6% -$91
GHI icon
4571
Greystone Housing Impact Investors LP
GHI
$138M
$643 ﹤0.01%
110
+2
+2% +$11
RC
4572
Ready Capital
RC
$220M
$637 ﹤0.01%
364
-2,541
-87% -$4.46K
MREO
4573
Mereo BioPharma
MREO
$59.1M
$635 ﹤0.01%
2,000
– –
CVI icon
4574
CVR Energy
CVI
$5.18B
$633 ﹤0.01%
23
-12
-34% -$381
SIGA icon
4575
SIGA Technologies
SIGA
$248M
$633 ﹤0.01%
174
-456
-72% -$2.04K
181 182
183
184 185

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Rockefeller Capital Management's Q2 2026 Portfolio in Review

As of Q2 2026, Rockefeller Capital Management held 4,913 positions worth $65.2B, up 16% from $56.4B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q2 2026 filing shows 231 new, 2,022 increased, 1,892 reduced and 182 closed positions. Its largest new stake was Honeywell Aerospace: 194,766 shares worth $43.1M. The largest sale was Salesforce, an estimated $88.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 38% a quarter earlier, followed by Technology and Financials.

  • Rockefeller Capital Management's largest Q2 2026 buy was Honeywell Aerospace: 194,766 shares worth $43.1M.
  • Rockefeller Capital Management added most to Apple in Q2 2026, an estimated $113M increase.
  • Rockefeller Capital Management's biggest Q2 2026 reduction was Salesforce, cutting an estimated $88.8M.
  • Rockefeller Capital Management fully exited Coterra Energy in Q2 2026, selling an estimated $7.46M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $65.2B portfolio in Q2 2026.
  • Rockefeller Capital Management opened 231 new positions and closed 182 in Q2 2026.
  • Rockefeller Capital Management's portfolio value rose 16% quarter-over-quarter to $65.2B.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.