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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIA
4551
Western Asset Inflation-Linked Income Fund
WIA
$186M
$574 ﹤0.01%
+71
New +$584
ARAY icon
4552
Accuray
ARAY
$29.8M
$561 ﹤0.01%
1,446
– –
CHRS icon
4553
Coherus Oncology
CHRS
$224M
$548 ﹤0.01%
324
– –
OTLY
4554
Oatly Group
OTLY
$458M
$548 ﹤0.01%
54
– –
GHI icon
4555
Greystone Housing Impact Investors LP
GHI
$126M
$531 ﹤0.01%
108
+4
+4% +$29
FCF icon
4556
First Commonwealth Financial
FCF
$2.17B
$528 ﹤0.01%
30
-21
-41% -$370
LXRX icon
4557
Lexicon Pharmaceuticals
LXRX
$1.02B
$523 ﹤0.01%
335
– –
OPTU
4558
Optimum Communications Inc
OPTU
$301M
$520 ﹤0.01%
400
– –
GENZ
4559
VanEck Digital Native Economy ETF
GENZ
$17.3M
$518 ﹤0.01%
15
– –
NABL icon
4560
N-able
NABL
$838M
$514 ﹤0.01%
+110
New +$615
NKX icon
4561
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$512 ﹤0.01%
43
– –
RGC icon
4562
Regencell Bioscience
RGC
$2.97B
$509 ﹤0.01%
20
-55
-73% -$1.56K
BAND
4563
Bandwidth Inc
BAND
$1.63B
$499 ﹤0.01%
28
– –
ERC
4564
Allspring Multi-Sector Income Fund
ERC
$253M
$487 ﹤0.01%
+54
New +$500
GORO icon
4565
Goldgroup Mining Inc.
GORO
$151M
$480 ﹤0.01%
+400
New +$541
AMBP icon
4566
Ardagh Metal Packaging
AMBP
$3.05B
$475 ﹤0.01%
+117
New +$519
ERTH icon
4567
Invesco MSCI Sustainable Future ETF
ERTH
$132M
$474 ﹤0.01%
10
– –
GLQ
4568
Clough Global Equity Fund
GLQ
$153M
$474 ﹤0.01%
63
-4,920
-99% -$39.3K
TMP icon
4569
Tompkins Financial
TMP
$1.45B
$473 ﹤0.01%
6
-14
-70% -$1.09K
FGBI icon
4570
First Guaranty Bancshares
FGBI
$158M
$463 ﹤0.01%
57
– –
VERU icon
4571
Veru
VERU
$35.5M
$442 ﹤0.01%
200
– –
VRA icon
4572
Vera Bradley
VRA
$105M
$442 ﹤0.01%
140
– –
BDTX icon
4573
Black Diamond Therapeutics
BDTX
$100M
$426 ﹤0.01%
200
– –
HIO
4574
Western Asset High Income Opportunity Fund
HIO
$335M
$414 ﹤0.01%
114
-716
-86% -$2.67K
SCSC icon
4575
Scansource
SCSC
$1.16B
$399 ﹤0.01%
11
+2
+22% +$76
181 182
183
184 185

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.