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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHRB icon
4526
Burke & Herbert Financial Services Corp
BHRB
$1.48B
$747 ﹤0.01%
+12
New +$776
PVL
4527
Permianville Royalty Trust
PVL
$55.8M
$742 ﹤0.01%
+401
New +$718
RUM icon
4528
RUM Group Inc
RUM
$1.65B
$740 ﹤0.01%
+145
New +$833
EE icon
4529
Excelerate Energy
EE
$1.19B
$737 ﹤0.01%
22
– –
DCO icon
4530
Ducommun
DCO
$2.71B
$732 ﹤0.01%
6
-136
-96% -$16.3K
IMKTA icon
4531
Ingles Markets
IMKTA
$1.71B
$719 ﹤0.01%
+8
New +$648
FA icon
4532
First Advantage
FA
$3.59B
$717 ﹤0.01%
61
+35
+135% +$428
BHC icon
4533
Bausch Health
BHC
$1.68B
$708 ﹤0.01%
131
+77
+143% +$461
SMMT icon
4534
Summit Therapeutics
SMMT
$9.9B
$702 ﹤0.01%
+37
New +$598
ONL
4535
Orion Office REIT
ONL
$151M
$694 ﹤0.01%
322
-11
-3% -$25
ASPN icon
4536
Aspen Aerogels
ASPN
$365M
$684 ﹤0.01%
200
– –
NOTV
4537
DELISTED
Inotiv
NOTV
$681 ﹤0.01%
2,500
– –
DEFT
4538
Defi Technologies
DEFT
$165M
$663 ﹤0.01%
1,200
-450
-27% -$343
MREO
4539
Mereo BioPharma
MREO
$49.9M
$660 ﹤0.01%
2,000
– –
MNRO icon
4540
Monro
MNRO
$536M
$658 ﹤0.01%
41
-1,012
-96% -$19.7K
IVVD icon
4541
Invivyd
IVVD
$175M
$650 ﹤0.01%
500
– –
ASTE icon
4542
Astec Industries
ASTE
$1.26B
$646 ﹤0.01%
12
-10
-45% -$536
LQDT icon
4543
Liquidity Services
LQDT
$1.24B
$642 ﹤0.01%
21
+3
+17% +$93
RBOT
4544
DELISTED
Vicarious Surgical
RBOT
$636 ﹤0.01%
884
– –
JOE icon
4545
St. Joe Company
JOE
$3.6B
$628 ﹤0.01%
10
-10
-50% -$669
RWT
4546
Redwood Trust
RWT
$594M
$617 ﹤0.01%
110
+58
+112% +$336
FURY
4547
Fury Gold Mines
FURY
$98.9M
$609 ﹤0.01%
+1,000
New +$688
IAUX
4548
i-80 Gold Corp
IAUX
$1.11B
$608 ﹤0.01%
+400
New +$684
HQL
4549
abrdn Life Sciences Investors
HQL
$586M
$602 ﹤0.01%
+37
New +$618
CXM icon
4550
Sprinklr
CXM
$1.49B
$600 ﹤0.01%
100
-4,425
-98% -$27.5K
180 181
182
183 184

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.