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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OOMA icon
4501
Ooma
OOMA
$610M
$888 ﹤0.01%
+61
New +$765
STAA icon
4502
STAAR Surgical
STAA
$1.13B
$879 ﹤0.01%
47
+20
+74% +$382
PALI icon
4503
Palisade Bio
PALI
$348M
$875 ﹤0.01%
500
– –
QTRX icon
4504
Quanterix
QTRX
$165M
$873 ﹤0.01%
248
-1,265
-84% -$7.38K
NRDS icon
4505
NerdWallet
NRDS
$631M
$872 ﹤0.01%
+84
New +$946
NEWT icon
4506
NewtekOne
NEWT
$425M
$865 ﹤0.01%
79
– –
ANDE icon
4507
Andersons Inc
ANDE
$2.49B
$861 ﹤0.01%
12
-2
-14% -$128
AFYA icon
4508
Afya
AFYA
$1.32B
$848 ﹤0.01%
+57
New +$826
RENT
4509
Rent the Runway
RENT
$119M
$846 ﹤0.01%
177
– –
REPX icon
4510
Riley Exploration Permian
REPX
$713M
$838 ﹤0.01%
+23
New +$685
KDK
4511
Kodiak AI
KDK
$800M
$833 ﹤0.01%
120
+20
+20% +$175
PLRX icon
4512
Pliant Therapeutics
PLRX
$66.9M
$832 ﹤0.01%
660
– –
BYND icon
4513
Beyond Meat
BYND
$286M
$814 ﹤0.01%
1,160
+160
+16% +$128
GRC icon
4514
Gorman-Rupp
GRC
$2.17B
$808 ﹤0.01%
+13
New +$769
APOG icon
4515
Apogee Enterprises
APOG
$873M
$804 ﹤0.01%
+24
New +$889
JOUT icon
4516
Johnson Outdoors
JOUT
$500M
$791 ﹤0.01%
+17
New +$792
ALEC icon
4517
Alector
ALEC
$169M
$789 ﹤0.01%
367
– –
WABC icon
4518
Westamerica Bancorp
WABC
$1.39B
$783 ﹤0.01%
15
+6
+67% +$304
ALRS icon
4519
Alerus Financial
ALRS
$833M
$782 ﹤0.01%
+33
New +$800
NBR icon
4520
Nabors Industries
NBR
$1.12B
$775 ﹤0.01%
9
-18
-67% -$1.31K
MPB icon
4521
Mid Penn Bancorp
MPB
$972M
$772 ﹤0.01%
+24
New +$777
CVKD icon
4522
Cadrenal Therapeutics
CVKD
$6.23M
$768 ﹤0.01%
150
-150
-50% -$1.05K
MCRI icon
4523
Monarch Casino & Resort
MCRI
$2.2B
$764 ﹤0.01%
8
– –
HVT icon
4524
Haverty Furniture Companies
HVT
$421M
$762 ﹤0.01%
+36
New +$877
MCW
4525
DELISTED
Mister Car Wash
MCW
$760 ﹤0.01%
109
-325
-75% -$2.09K
179 180
181
182 183

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.