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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
METCB icon
4651
Ramaco Resources Class B
METCB
$462M
$51 ﹤0.01%
5
– –
ATRA icon
4652
Atara Biotherapeutics
ATRA
$69.5M
$38 ﹤0.01%
8
– –
PLBY icon
4653
Playboy Inc
PLBY
$143M
$38 ﹤0.01%
25
-7
-22% -$13
FIIG icon
4654
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$647M
$36 ﹤0.01%
1
-616
-100% -$13K
ACB
4655
Aurora Cannabis
ACB
$170M
$33 ﹤0.01%
10
– –
WRD
4656
WeRide Inc
WRD
$1.85B
$32 ﹤0.01%
+4
New +$31
BLRX
4657
BioLineRX
BLRX
$12.3M
$28 ﹤0.01%
12
– –
SCWO icon
4658
374Water
SCWO
$38.5M
$28 ﹤0.01%
10
-305
-97% -$845
AYTU icon
4659
AYTU BioPharma
AYTU
$22.1M
$27 ﹤0.01%
+10
New +$26
SKYE icon
4660
Skye Bioscience
SKYE
$21.9M
$24 ﹤0.01%
39
– –
BCYC
4661
Bicycle Therapeutics
BCYC
$276M
$23 ﹤0.01%
5
– –
NOTE
4662
DELISTED
FiscalNote
NOTE
$21 ﹤0.01%
83
– –
SEG
4663
Seaport Entertainment Group
SEG
$336M
$21 ﹤0.01%
+1
New +$21
ACV
4664
Virtus Diversified Income & Convertible Fund
ACV
$278M
– –
0
– –
NVNIW
4665
Nvni Group Limited Warrants
NVNIW
$578K
$20 ﹤0.01%
+500
New +$26
PRPL icon
4666
Purple Innovation
PRPL
$35.8M
$20 ﹤0.01%
1
-200
-100% -$3.5K
SCLX icon
4667
Scilex Holding
SCLX
$49.4M
$20 ﹤0.01%
3
-8
-73% -$73
TSE
4668
DELISTED
Trinseo
TSE
$17 ﹤0.01%
160
– –
BSCQ icon
4669
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
– –
-1,200
Closed -$23.5K
FUND
4670
Sprott Focus Trust
FUND
$294M
$15 ﹤0.01%
1
– –
GP
4671
GreenPower Motor Co
GP
$10.5M
$10 ﹤0.01%
+10
New +$11
PXS icon
4672
Pyxis Tankers
PXS
$45.8M
$8 ﹤0.01%
+2
New +$7
SLDPW icon
4673
Solid Power Inc Warrant
SLDPW
$9.12M
$6 ﹤0.01%
+28
New +$14
WKHS icon
4674
Workhorse Group
WKHS
$30.2M
$6 ﹤0.01%
2
-1
-33% -$4
RSKD icon
4675
Riskified
RSKD
$702M
$4 ﹤0.01%
1
– –
185 186
187
188 189

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.