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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAIL icon
4776
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$18.8M
– –
-162
Closed -$5.4K
HCAT icon
4777
Health Catalyst
HCAT
$159M
– –
-11
Closed -$26
HDUS
4778
Hartford Disciplined US Equity ETF
HDUS
$199M
– –
-247
Closed -$16.1K
HGER icon
4779
Harbor Commodity All-Weather Strategy ETF
HGER
$3.76B
– –
-140
Closed -$3.48K
HI
4780
DELISTED
Hillenbrand
HI
– –
-254
Closed -$8.08K
HIFS icon
4781
Hingham Institution for Saving
HIFS
$613M
– –
-257
Closed -$73K
HOUS
4782
DELISTED
Anywhere Real Estate
HOUS
– –
-534
Closed -$7.56K
HSTM icon
4783
HealthStream
HSTM
$814M
– –
-196
Closed -$4.52K
HYGW icon
4784
iShares High Yield Corporate Bond BuyWrite Strategy ETF
HYGW
$112M
– –
-755
Closed -$22.6K
HYPR icon
4785
Hyperfine
HYPR
$95.3M
– –
-200
Closed -$196
IAE
4786
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$90.5M
– –
-900
Closed -$6.55K
ICMB icon
4787
Investcorp Credit Management BDC
ICMB
$11.1M
– –
-6,503
Closed -$17.6K
IDUB icon
4788
Aptus International Enhanced Yield ETF
IDUB
$489M
– –
-231
Closed -$5.62K
IGI
4789
Western Asset Investment Grade Defined Opportunity Trust
IGI
$93.9M
– –
-2,979
Closed -$49.2K
IGLD icon
4790
FT Vest Gold Strategy Target Income ETF
IGLD
$511M
– –
-500
Closed -$12.5K
IMMR icon
4791
Immersion
IMMR
$256M
– –
-125
Closed -$850
INBX icon
4792
Inhibrx
INBX
$1.21B
– –
-13
Closed -$1.03K
INN
4793
Summit Hotel Properties
INN
$748M
– –
-20
Closed -$97
IRBT
4794
DELISTED
iRobot
IRBT
– –
-10
Closed -$1
ISRA icon
4795
VanEck Israel ETF
ISRA
$152M
– –
-500
Closed -$29.4K
IWL icon
4796
iShares Russell Top 200 ETF
IWL
$2.16B
– –
-1,000
Closed -$171K
JMOM icon
4797
JPMorgan US Momentum Factor ETF
JMOM
$2.49B
– –
-133
Closed -$9.09K
JPEM icon
4798
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$384M
– –
-22
Closed -$1.34K
JPRE icon
4799
JPMorgan Realty Income ETF
JPRE
$499M
– –
-386
Closed -$18K
JUCY icon
4800
Aptus Enhanced Yield ETF
JUCY
$317M
– –
-246
Closed -$5.48K
190 191
192
193 194

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.