Rockefeller Capital Management’s Western Asset Investment Grade Defined Opportunity Trust IGI Stock Holding History

Rockefeller Capital Management’s Portfolio IGI Stock Details IGI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-2,979	Closed	-$49.2K	–	4789
2025 Q4	$49.2K	Sell	2,979 -10,819	-78%	-$179K	﹤0.01%	3081
2025 Q3	$230K	Sell	13,798 -9,039	-40%	-$150K	﹤0.01%	2157
2025 Q2	$379K	Buy	+22,837	New	+$372K	﹤0.01%	1618
2023 Q1	–	Sell	-3,800	Closed	-$61K	–	2893
2022 Q4	$61K	Hold	3,800	–	–	﹤0.01%	2277
2022 Q3	$58K	Hold	3,800	–	–	﹤0.01%	2273
2022 Q2	$64K	Hold	3,800	–	–	﹤0.01%	2177
2022 Q1	$71K	Hold	3,800	–	–	﹤0.01%	2140
2021 Q4	$83K	Hold	3,800	–	–	﹤0.01%	2014
2021 Q3	$83K	Hold	3,800	–	–	﹤0.01%	1939
2021 Q2	$83K	Hold	3,800	–	–	﹤0.01%	1874
2021 Q1	$81K	Hold	3,800	–	–	﹤0.01%	1696
2020 Q4	$84K	Buy	+3,800	New	+$80.7K	﹤0.01%	1508

Other funds holding IGI

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Whipplewood Advisors Littleton, Colorado $149M AUM 13.01% 1-Year Est. Return

Rockefeller Capital Management's IGI Position: Q1 2026 in Review

Rockefeller Capital Management sold out of Western Asset Investment Grade Defined Opportunity Trust (IGI) in Q1 2026, closing a stake of 2,979 shares — an estimated $49.2K sold.

Rockefeller Capital Management first reported a position in IGI in Q4 2020 and held it in 12 quarters. The position peaked at $379K in Q2 2025. 25 funds tracked by Wall St. Rank hold IGI as of Q1 2026.

Rockefeller Capital Management reported no remaining Western Asset Investment Grade Defined Opportunity Trust position as of Q1 2026 after selling out during the quarter.
Rockefeller Capital Management sold 2,979 Western Asset Investment Grade Defined Opportunity Trust shares in Q1 2026, an estimated $49.2K.
Rockefeller Capital Management first reported a position in Western Asset Investment Grade Defined Opportunity Trust in Q4 2020 and held it in 12 quarters.
Rockefeller Capital Management's Western Asset Investment Grade Defined Opportunity Trust position peaked at $379K in Q2 2025.
25 funds tracked by Wall St. Rank held Western Asset Investment Grade Defined Opportunity Trust as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.