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IGI

Western Asset Investment Grade Defined Opportunity Trust

23 hedge funds and large institutions have $36.7M invested in Western Asset Investment Grade Defined Opportunity Trust in 2021 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.44% less ownership

Funds ownership: 16.29%15.84% (-0.44%)

7% less capital invested

Capital invested by funds: $39.5M → $36.7M (-$2.75M)

8% less funds holding

Funds holding: 2523 (-2)

30% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 10

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
23
Holders Change
-2
Holders Change %
-8%
% of All Funds
0.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$15M -$795K -36,926 -5%
Morgan Stanley
2
Morgan Stanley
New York
$3.42M -$146K -6,783 -4%
CAN
3
Cetera Advisor Networks
California
$3.2M +$198K +9,185 +7%
SIA
4
Sit Investment Associates
Minnesota
$2.63M +$514K +23,873 +24%
UR
5
USCA RIA
Texas
$2.38M -$94K -4,367 -4%
Invesco
6
Invesco
Georgia
$2.24M +$82.3K +3,822 +4%
First Manhattan
7
First Manhattan
New York
$1.6M -$250K -11,629 -13%
Wells Fargo
8
Wells Fargo
California
$1.34M +$202K +9,397 +18%
GC
9
Guggenheim Capital
Illinois
$1.29M -$97.5K -4,529 -7%
Bank of America
10
Bank of America
North Carolina
$1.04M -$97.2K -4,515 -9%
RJA
11
Raymond James & Associates
Florida
$623K +$25K +1,163 +4%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$560K -$9.79K -455 -2%
CWM
13
Collaborative Wealth Management
Florida
$309K +$355K +16,492 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$282K +$47.4K +2,200 +20%
Citigroup
15
Citigroup
New York
$212K -$254K -11,817 -54%
DMC
16
Drexel Morgan & Co
Pennsylvania
$206K
SPIA
17
Steward Partners Investment Advisory
New York
$158K +$31.9K +1,484 +25%
WAM
18
Wolverine Asset Management
Illinois
$107K +$108K +5,020 New
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$81K
VFA
20
Valeo Financial Advisors
Indiana
$15K
FCMT
21
Founders Capital Management (Texas)
Texas
$11K -$10.8K -500 -50%
Osaic Holdings
22
Osaic Holdings
Arizona
$5K
AWA
23
Arkadios Wealth Advisors
Georgia
$1K -$646 -30 -29%
DAS
24
Dynamic Advisor Solutions
Arizona
-$393K -17,594 Closed
Stifel Financial
25
Stifel Financial
Missouri
-$227K -10,173 Closed

IGI Hedge Fund Activity: Q1 2021 in Review

23 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Defined Opportunity Trust (IGI) for Q1 2021, worth a combined $36.7M — down 7% from $39.5M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of IGI and 2 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 7 added.

The largest buyer was Sit Investment Associates, adding an estimated $514K. The largest seller was UBS Group, cutting an estimated $795K.

  • 23 institutional investors held Western Asset Investment Grade Defined Opportunity Trust (IGI) as of Q1 2021, down from 25 in Q4 2020.
  • Funds reported $36.7M of Western Asset Investment Grade Defined Opportunity Trust stock for Q1 2021, down 7% quarter-over-quarter.
  • 2 funds opened new Western Asset Investment Grade Defined Opportunity Trust positions in Q1 2021 and 4 closed out, a net change of -2 holders.
  • The largest Western Asset Investment Grade Defined Opportunity Trust buyer in Q1 2021 was Sit Investment Associates, an estimated $514K added.
  • The largest Western Asset Investment Grade Defined Opportunity Trust seller in Q1 2021 was UBS Group, an estimated $795K sold.

Based on aggregated 13F filings for Q1 2021.