IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

23 hedge funds and large institutions have $31.4M invested in Western Asset Investment Grade Defined Opportunity Trust in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
23
Holders Change
–
Holders Change %
0%
% of All Funds
0.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$15.2M
2
DA
2
Doliver Advisors
Texas
$730K
3
SG Americas Securities
3
SG Americas Securities
New York
$296K
4
AGM
4
Alpine Global Management
New York
$224K
5
Bank of America
5
Bank of America
North Carolina
$3.93M

Top Sellers

1
First Manhattan
1
First Manhattan
New York
$2.59M
2
CAN
2
Cetera Advisor Networks
California
$1.05M
3
AWMS
3
Advocacy Wealth Management Services
Georgia
$0
4
DMC
4
Drexel Morgan & Co
Pennsylvania
$0
5
GC
5
Guggenheim Capital
Illinois
$504K
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$15.2M 746,445 +153,391 +26%
Bank of America
2
Bank of America
North Carolina
$3.93M 192,810 +10,652 +6%
First Manhattan
3
First Manhattan
New York
$2.59M 126,986 -230,287 -64%
Morgan Stanley
4
Morgan Stanley
New York
$2.5M 122,495 +9,054 +8%
Invesco
5
Invesco
Georgia
$1.71M 83,595 -4,972 -6%
CAN
6
Cetera Advisor Networks
California
$1.05M 51,421 -31,639 -38%
DA
7
Doliver Advisors
Texas
$730K 35,795 +35,795 New
LPL Financial
8
LPL Financial
California
$636K 31,055 +6,389 +26%
GC
9
Guggenheim Capital
Illinois
$504K 24,685 -9,845 -29%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$473K 23,205 +109 +0.5%
RJA
11
Raymond James & Associates
Florida
$311K 15,221 -3,209 -17%
SFG
12
StrategIQ Financial Group
Indiana
– – – –
SG Americas Securities
13
SG Americas Securities
New York
$296K 14,498 +14,498 New
Ameriprise
14
Ameriprise
Minnesota
$230K 11,287 -1,834 -14%
AGM
15
Alpine Global Management
New York
$224K 10,998 +10,998 New
Citigroup
16
Citigroup
New York
$223K 10,912 +1,018 +10%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$207K 10,168 +52 +0.5%
Wells Fargo
18
Wells Fargo
California
$85K 4,171 -908 -18%
MFS
19
MSI Financial Services
Massachusetts
$70K 3,451 +40 +1%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$56K 2,696 +944 +54%
RFM
21
Royal Fund Management
Florida
$16K 824 +824 New
FWM
22
Focused Wealth Management
New York
$15K 728 – –
PCM
23
Penserra Capital Management
California
$3K 172 -39 -18%
NFG
24
Next Financial Group
Texas
$3K 150 – –
AWMS
25
Advocacy Wealth Management Services
Georgia
– – -20,942 Closed
1
2