IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

22 hedge funds and large institutions have $41M invested in Western Asset Investment Grade Defined Opportunity Trust in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
7
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$5.95M
2
CAN
2
Cetera Advisor Networks
California
$3.94M
3
KIM
3
Karpus Investment Management
New York
$219K
4
Morgan Stanley
4
Morgan Stanley
New York
$3.76M
5
Wells Fargo
5
Wells Fargo
California
$1.58M

Top Sellers

1
MSAM
1
Moloney Securities Asset Management
Missouri
$0
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
UBS Group
3
UBS Group
Switzerland
$15.9M
4
Citigroup
4
Citigroup
New York
$13K
5
Ameriprise
5
Ameriprise
Minnesota
$223K
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$15.9M 719,524 -8,109 -1%
SIA
2
Sit Investment Associates
Minnesota
$5.95M 269,341 +33,723 +14%
CAN
3
Cetera Advisor Networks
California
$3.94M 178,467 +22,691 +15%
Morgan Stanley
4
Morgan Stanley
New York
$3.76M 170,411 +9,582 +6%
Invesco
5
Invesco
Georgia
$2.61M 117,976 -5,177 -4%
First Manhattan
6
First Manhattan
New York
$1.65M 74,812 – –
Wells Fargo
7
Wells Fargo
California
$1.58M 71,495 +8,310 +13%
GC
8
Guggenheim Capital
Illinois
$1.51M 68,430 -2,072 -3%
Bank of America
9
Bank of America
North Carolina
$1.06M 48,155 -1,610 -3%
RJA
10
Raymond James & Associates
Florida
$991K 44,841 +6,128 +16%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$589K 26,650 +797 +3%
Stifel Financial
12
Stifel Financial
Missouri
$392K 17,738 -630 -3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$355K 16,070 +3,763 +31%
Ameriprise
14
Ameriprise
Minnesota
$223K 10,101 -5,611 -36%
KIM
15
Karpus Investment Management
New York
$219K 9,900 +9,900 New
SPIA
16
Steward Partners Investment Advisory
New York
$122K 5,531 -200 -3%
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
$83K 3,800 – –
HCP
18
Hexagon Capital Partners
Arkansas
$36K 1,633 +1,633 New
Citigroup
19
Citigroup
New York
$13K 589 -7,705 -93%
Osaic Holdings
20
Osaic Holdings
Arizona
$5K 212 – –
TRCT
21
Tower Research Capital (TRC)
New York
$3K 120 +120 New
MSAM
22
Moloney Securities Asset Management
Missouri
– – -35,973 Closed
WAM
23
Wolverine Asset Management
Illinois
– – -10,409 Closed
FCMT
24
Founders Capital Management (Texas)
Texas
– – -500 Closed
AWA
25
Arkadios Wealth Advisors
Georgia
$0 43 -328 -88%
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