IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

23 hedge funds and large institutions have $32.5M invested in Western Asset Investment Grade Defined Opportunity Trust in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
23
Holders Change
–
Holders Change %
0%
% of All Funds
0.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
YP
1
Yellowstone Partners
Idaho
$300K
2
GC
2
Guggenheim Capital
Illinois
$735K
3
FMA
3
FNY Managed Accounts
New York
$144K
4
First Manhattan
4
First Manhattan
New York
$2.82M
5
Wells Fargo
5
Wells Fargo
California
$199K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$15.1M
2
DA
2
Doliver Advisors
Texas
$600K
3
RCM
3
Robinson Capital Management
Michigan
$629K
4
SG Americas Securities
4
SG Americas Securities
New York
$0
5
Invesco
5
Invesco
Georgia
$1.6M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$15.1M 710,229 -15,001 -2%
Bank of America
2
Bank of America
North Carolina
$4.3M 202,568 -696 -0.3%
First Manhattan
3
First Manhattan
New York
$2.82M 132,986 +6,000 +5%
Morgan Stanley
4
Morgan Stanley
New York
$2.55M 120,186 +2,333 +2%
Invesco
5
Invesco
Georgia
$1.6M 75,569 -3,224 -4%
CAN
6
Cetera Advisor Networks
California
$1.19M 55,700 -978 -2%
GC
7
Guggenheim Capital
Illinois
$735K 34,650 +7,729 +29%
RCM
8
Robinson Capital Management
Michigan
$629K 29,656 -7,764 -21%
DA
9
Doliver Advisors
Texas
$600K 28,258 -9,392 -25%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$555K 26,150 +1,250 +5%
SFG
11
StrategIQ Financial Group
Indiana
– – – –
RJA
12
Raymond James & Associates
Florida
$429K 20,226 -925 -4%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$332K 15,626 +6 +0%
YP
14
Yellowstone Partners
Idaho
$300K 14,148 +14,148 New
Citigroup
15
Citigroup
New York
$210K 9,894 – –
DMC
16
Drexel Morgan & Co
Pennsylvania
$204K 9,615 – –
Wells Fargo
17
Wells Fargo
California
$199K 9,386 +3,000 +47%
FMA
18
FNY Managed Accounts
New York
$144K 6,800 +6,800 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$37K 1,752 – –
VFA
20
Valeo Financial Advisors
Indiana
$30K 1,407 +1,407 New
PWM
21
Perigon Wealth Management
California
$23K 1,081 +1,081 New
FWM
22
Focused Wealth Management
New York
$15K 728 – –
IA
23
IFP Advisors
Florida
$14K 645 – –
FCMT
24
Founders Capital Management (Texas)
Texas
$11K 500 – –
SFSIG
25
San Francisco Sentry Investment Group
California
– – – –
1
2