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IGI

Western Asset Investment Grade Defined Opportunity Trust

22 hedge funds and large institutions have $48.5M invested in Western Asset Investment Grade Defined Opportunity Trust in 2014 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

10% more funds holding

Funds holding: 2022 (+2)

3% more capital invested

Capital invested by funds: $47.3M → $48.5M (+$1.18M)

0.22% less ownership

Funds ownership: 21.67%21.45% (-0.22%)

20% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 5

Holders
22
Holders Change
+2
Holders Change %
+10%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
4
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$16.7M +$16.3M +794,273 New
First Manhattan
2
First Manhattan
New York
$15M
SIA
3
Sit Investment Associates
Minnesota
$4.52M -$2.39M -116,500 -35%
Bank of America
4
Bank of America
North Carolina
$4.14M -$602K -29,379 -13%
GC
5
Guggenheim Capital
Illinois
$2M -$243K -11,865 -11%
Morgan Stanley
6
Morgan Stanley
New York
$1.96M +$111K +5,411 +6%
Invesco
7
Invesco
Georgia
$1.46M +$69.3K +3,383 +5%
CAN
8
Cetera Advisor Networks
California
$1.05M +$63.8K +3,112 +7%
SG Americas Securities
9
SG Americas Securities
New York
$280K +$273K +13,328 New
Citigroup
10
Citigroup
New York
$269K
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$257K -$22.3K -1,086 -8%
RJA
12
Raymond James & Associates
Florida
$253K +$247K +12,050 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$214K -$50.4K -2,460 -19%
DMC
14
Drexel Morgan & Co
Pennsylvania
$202K +$197K +9,615 New
Wells Fargo
15
Wells Fargo
California
$152K +$31.3K +1,528 +27%
FWM
16
Focused Wealth Management
New York
$34K
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$34K
FAM
18
Formidable Asset Management
Ohio
$11K
BIM
19
BlackRock Investment Management
Delaware
$6K +$5.96K +291 New
TRCT
20
Tower Research Capital (TRC)
New York
$6K +$6.15K +300 New
NPC
21
National Planning Corporation
California
$4.47K +$4.34K +212 New
NFG
22
Next Financial Group
Texas
$3K
1CP
23
1607 Capital Partners
Virginia
-$757K -37,335 Closed
Ameriprise
24
Ameriprise
Minnesota
-$45K -2,226 Closed

IGI Hedge Fund Activity: Q4 2014 in Review

22 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Defined Opportunity Trust (IGI) for Q4 2014, worth a combined $48.5M — up 2.5% from $47.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new IGI positions and 3 closed out — a net gain of 4 holders — while 4 added to existing stakes and 5 trimmed.

The largest buyer was SG Americas Securities, opening a new position worth an estimated $273K. The largest seller was Sit Investment Associates, cutting an estimated $2.39M.

  • 22 institutional investors held Western Asset Investment Grade Defined Opportunity Trust (IGI) as of Q4 2014, up from 20 in Q3 2014.
  • Funds reported $48.5M of Western Asset Investment Grade Defined Opportunity Trust stock for Q4 2014, up 2.5% quarter-over-quarter.
  • 7 funds opened new Western Asset Investment Grade Defined Opportunity Trust positions in Q4 2014 and 3 closed out, a net change of +4 holders.
  • The largest Western Asset Investment Grade Defined Opportunity Trust buyer in Q4 2014 was SG Americas Securities, an estimated $273K added.
  • The largest Western Asset Investment Grade Defined Opportunity Trust seller in Q4 2014 was Sit Investment Associates, an estimated $2.39M sold.

Based on aggregated 13F filings for Q4 2014.