IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

22 hedge funds and large institutions have $32.3M invested in Western Asset Investment Grade Defined Opportunity Trust in 2017 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
9
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$802K
2
WAM
Wolverine Asset Management
Illinois
+$238K
3
DA
Doliver Advisors
Texas
+$204K
4
LPL Financial
LPL Financial
California
+$153K
5
Bank of America
Bank of America
North Carolina
+$101K

Top Sellers

1
SFG
StrategIQ Financial Group
Indiana
-$306K
2
Ameriprise
Ameriprise
Minnesota
-$230K
3
AGM
Alpine Global Management
New York
-$224K
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$207K
5
SG Americas Securities
SG Americas Securities
New York
-$81.1K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$16M +$802K +39,366 +5%
Bank of America
2
Bank of America
North Carolina
$4.03M +$101K +4,957 +3%
First Manhattan
3
First Manhattan
New York
$2.59M – – –
Morgan Stanley
4
Morgan Stanley
New York
$2.47M -$26.4K -1,295 -1%
Invesco
5
Invesco
Georgia
$1.72M +$19.3K +945 +1%
CAN
6
Cetera Advisor Networks
California
$1.14M +$95.4K +4,687 +9%
DA
7
Doliver Advisors
Texas
$933K +$204K +9,996 +28%
LPL Financial
8
LPL Financial
California
$789K +$153K +7,497 +24%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$517K +$43.7K +2,140 +9%
GC
10
Guggenheim Capital
Illinois
$467K -$36K -1,768 -7%
SFG
11
StrategIQ Financial Group
Indiana
$408K -$306K – –
RJA
12
Raymond James & Associates
Florida
$392K +$81.4K +3,990 +26%
WAM
13
Wolverine Asset Management
Illinois
$238K +$238K +11,684 New
SG Americas Securities
14
SG Americas Securities
New York
$214K -$81.1K -3,983 -27%
Citigroup
15
Citigroup
New York
$202K -$20.8K -1,018 -9%
Wells Fargo
16
Wells Fargo
California
$85K +$20 +1 +0%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$35K -$18.9K -944 -35%
RFM
18
Royal Fund Management
Florida
$16K – – –
FWM
19
Focused Wealth Management
New York
$15K – – –
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$10K +$10K +500 New
FCMT
21
Founders Capital Management (Texas)
Texas
$10K +$10K +500 New
PCM
22
Penserra Capital Management
California
$3K -$395 -20 -12%
NFG
23
Next Financial Group
Texas
$1K -$2K -100 -67%
Ameriprise
24
Ameriprise
Minnesota
– -$230K -11,287 Closed
AGM
25
Alpine Global Management
New York
– -$224K -10,998 Closed
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