IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

24 hedge funds and large institutions have $33.9M invested in Western Asset Investment Grade Defined Opportunity Trust in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
24
Holders Change
+2
Holders Change %
+9.09%
% of All Funds
0.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
9
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
+$1.05M
2
WAM
Wolverine Asset Management
Illinois
+$597K
3
Stifel Financial
Stifel Financial
Missouri
+$552K
4
RVPG
Relative Value Partners Group
+$547K
5
UBS Group
UBS Group
Switzerland
+$387K

Top Sellers

1
DMC
Drexel Morgan & Co
Pennsylvania
-$220K
2
Bank of America
Bank of America
North Carolina
-$187K
3
FIA
FNY Investment Advisers
New York
-$47K
4
Invesco
Invesco
Georgia
-$27.6K
5
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$18.8K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$12.9M +$387K +20,650 +3%
UR
2
USCA RIA
Texas
$3.79M +$41.7K +2,225 +1%
Morgan Stanley
3
Morgan Stanley
New York
$2.71M +$348K +18,557 +15%
Bank of America
4
Bank of America
North Carolina
$2.63M -$187K -9,994 -7%
Invesco
5
Invesco
Georgia
$1.78M -$27.6K -1,474 -2%
First Manhattan
6
First Manhattan
New York
$1.74M – – –
CAN
7
Cetera Advisor Networks
California
$1.41M +$215K +11,450 +18%
GC
8
Guggenheim Capital
Illinois
$1.36M +$34.9K +1,863 +3%
SIA
9
Sit Investment Associates
Minnesota
$1.19M +$1.05M +56,019 +741%
WAM
10
Wolverine Asset Management
Illinois
$597K +$597K +31,867 New
RJA
11
Raymond James & Associates
Florida
$575K -$9.13K -487 -2%
Stifel Financial
12
Stifel Financial
Missouri
$552K +$552K +29,557 New
RVPG
13
Relative Value Partners Group
$547K +$547K +29,194 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$529K +$199K +10,640 +60%
Wells Fargo
15
Wells Fargo
California
$451K +$107K +5,709 +31%
DAS
16
Dynamic Advisor Solutions
Arizona
$298K +$9.47K +506 +3%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$204K -$18.8K -1,000 -8%
KIM
18
Karpus Investment Management
New York
$201K +$201K +10,752 New
Citigroup
19
Citigroup
New York
$185K – – –
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$157K -$13.1K -700 -8%
Osaic Holdings
21
Osaic Holdings
Arizona
$36K +$36K +1,943 New
AIC
22
Ameritas Investment Company
Nebraska
$19K +$19K +1,009 New
VFA
23
Valeo Financial Advisors
Indiana
$14K – – –
FCMT
24
Founders Capital Management (Texas)
Texas
$9K – – –
DMC
25
Drexel Morgan & Co
Pennsylvania
– -$220K -9,615 Closed
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