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IGI

Western Asset Investment Grade Defined Opportunity Trust

24 hedge funds and large institutions have $33.9M invested in Western Asset Investment Grade Defined Opportunity Trust in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

9% more funds holding

Funds holding: 2224 (+2)

1.86% more ownership

Funds ownership: 14.82%16.68% (+1.9%)

8% less capital invested

Capital invested by funds: $36.8M → $33.9M (-$2.87M)

Holders
24
Holders Change
+2
Holders Change %
+9.09%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
9
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$12.9M +$432K +20,650 +3%
UR
2
USCA RIA
Texas
$3.79M +$46.5K +2,225 +1%
Morgan Stanley
3
Morgan Stanley
New York
$2.71M +$388K +18,557 +15%
Bank of America
4
Bank of America
North Carolina
$2.63M -$209K -9,994 -7%
Invesco
5
Invesco
Georgia
$1.78M -$30.8K -1,474 -2%
First Manhattan
6
First Manhattan
New York
$1.74M
CAN
7
Cetera Advisor Networks
California
$1.41M +$239K +11,450 +18%
GC
8
Guggenheim Capital
Illinois
$1.36M +$38.9K +1,863 +3%
SIA
9
Sit Investment Associates
Minnesota
$1.19M +$1.17M +56,019 +741%
WAM
10
Wolverine Asset Management
Illinois
$597K +$666K +31,867 New
RJA
11
Raymond James & Associates
Florida
$575K -$10.2K -487 -2%
Stifel Financial
12
Stifel Financial
Missouri
$552K +$618K +29,557 New
RVPG
13
Relative Value Partners Group
$547K +$610K +29,194 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$529K +$222K +10,640 +60%
Wells Fargo
15
Wells Fargo
California
$451K +$119K +5,709 +31%
DAS
16
Dynamic Advisor Solutions
Arizona
$298K +$10.6K +506 +3%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$204K -$20.9K -1,000 -8%
KIM
18
Karpus Investment Management
New York
$201K +$225K +10,752 New
Citigroup
19
Citigroup
New York
$185K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$157K -$14.6K -700 -8%
Osaic Holdings
21
Osaic Holdings
Arizona
$36K +$40.6K +1,943 New
AIC
22
Ameritas Investment Company
Nebraska
$19K +$21.1K +1,009 New
VFA
23
Valeo Financial Advisors
Indiana
$14K
FCMT
24
Founders Capital Management (Texas)
Texas
$9K
DMC
25
Drexel Morgan & Co
Pennsylvania
-$220K -9,615 Closed

IGI Hedge Fund Activity: Q1 2020 in Review

24 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Defined Opportunity Trust (IGI) for Q1 2020, worth a combined $33.9M — down 7.8% from $36.8M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new IGI positions and 2 closed out — a net gain of 4 holders — while 9 added to existing stakes and 5 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $1.17M. The largest seller was Drexel Morgan & Co, exiting entirely with an estimated $220K sold.

  • 24 institutional investors held Western Asset Investment Grade Defined Opportunity Trust (IGI) as of Q1 2020, up from 22 in Q4 2019.
  • Funds reported $33.9M of Western Asset Investment Grade Defined Opportunity Trust stock for Q1 2020, down 7.8% quarter-over-quarter.
  • 6 funds opened new Western Asset Investment Grade Defined Opportunity Trust positions in Q1 2020 and 2 closed out, a net change of +4 holders.
  • The largest Western Asset Investment Grade Defined Opportunity Trust buyer in Q1 2020 was Sit Investment Associates, an estimated $1.17M added.
  • The largest Western Asset Investment Grade Defined Opportunity Trust seller in Q1 2020 was Drexel Morgan & Co, an estimated $220K sold.

Based on aggregated 13F filings for Q1 2020.