IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

22 hedge funds and large institutions have $32.7M invested in Western Asset Investment Grade Defined Opportunity Trust in 2016 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
-2
Holders Change %
-8.33%
% of All Funds
0.59%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
7
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$2.16M
2
YP
Yellowstone Partners
Idaho
$273K
3
LTFS
Ladenburg Thalmann Financial Services
Florida
$54K
4
Invesco
Invesco
Georgia
$1.92M
5
UBS Group
UBS Group
Switzerland
$11.9M

Top Sellers

1
First Manhattan
First Manhattan
New York
$7.71M
2
AWMS
Advocacy Wealth Management Services
Georgia
$1.06M
3
Bank of America
Bank of America
North Carolina
$3.57M
4
GC
Guggenheim Capital
Illinois
$825K
5
LPL Financial
LPL Financial
California
$444K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$11.9M +$28.4K +1,318 +0.2%
First Manhattan
2
First Manhattan
New York
$7.71M -$2.63M -122,014 -25%
Bank of America
3
Bank of America
North Carolina
$3.57M -$366K -16,963 -9%
Morgan Stanley
4
Morgan Stanley
New York
$2.16M +$217K +10,062 +11%
Invesco
5
Invesco
Georgia
$1.92M +$35.5K +1,646 +2%
AWMS
6
Advocacy Wealth Management Services
Georgia
$1.06M -$540K -25,044 -34%
CAN
7
Cetera Advisor Networks
California
$988K -$65.4K -3,024 -6%
GC
8
Guggenheim Capital
Illinois
$825K -$365K -16,927 -31%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$512K +$21.4K +991 +4%
LPL Financial
10
LPL Financial
California
$444K -$297K -13,667 -40%
RJA
11
Raymond James & Associates
Florida
$378K -$26.5K -1,230 -7%
YP
12
Yellowstone Partners
Idaho
$273K +$39.1K +1,812 +17%
Ameriprise
13
Ameriprise
Minnesota
$231K +$23.8K +1,103 +11%
Citigroup
14
Citigroup
New York
$213K – – –
DMC
15
Drexel Morgan & Co
Pennsylvania
$207K – – –
Wells Fargo
16
Wells Fargo
California
$140K -$27.1K -1,253 -16%
MFS
17
MSI Financial Services
Massachusetts
$62K -$13.3K -616 -18%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$54K +$38.1K +1,752 +241%
FWM
19
Focused Wealth Management
New York
$16K – – –
TRCT
20
Tower Research Capital (TRC)
New York
$8K +$8K +386 New
PCM
21
Penserra Capital Management
California
$3K -$1.06K -42 -26%
NFG
22
Next Financial Group
Texas
$3K – – –
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
– -$269K -12,827 Closed
AIG
24
American International Group
New York
– -$10K -500 Closed
FAM
25
Formidable Asset Management
Ohio
– -$10K -500 Closed