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IGI

Western Asset Investment Grade Defined Opportunity Trust

22 hedge funds and large institutions have $32.7M invested in Western Asset Investment Grade Defined Opportunity Trust in 2016 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.81% less ownership

Funds ownership: 15.86%14.05% (-1.8%)

8% less funds holding

Funds holding: 2422 (-2)

9% less capital invested

Capital invested by funds: $35.8M → $32.7M (-$3.14M)

30% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 10

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
22
Holders Change
-2
Holders Change %
-8.33%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
7
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.9M +$28.1K +1,318 +0.2%
First Manhattan
2
First Manhattan
New York
$7.71M -$2.6M -122,014 -25%
Bank of America
3
Bank of America
North Carolina
$3.57M -$362K -16,963 -9%
Morgan Stanley
4
Morgan Stanley
New York
$2.16M +$214K +10,062 +11%
Invesco
5
Invesco
Georgia
$1.92M +$35.1K +1,646 +2%
AWMS
6
Advocacy Wealth Management Services
Georgia
$1.06M -$534K -25,044 -34%
CAN
7
Cetera Advisor Networks
California
$988K -$64.5K -3,024 -6%
GC
8
Guggenheim Capital
Illinois
$825K -$361K -16,927 -31%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$512K +$21.1K +991 +4%
LPL Financial
10
LPL Financial
California
$444K -$291K -13,667 -40%
RJA
11
Raymond James & Associates
Florida
$378K -$26.2K -1,230 -7%
YP
12
Yellowstone Partners
Idaho
$273K +$38.6K +1,812 +17%
Ameriprise
13
Ameriprise
Minnesota
$231K +$23.5K +1,103 +11%
Citigroup
14
Citigroup
New York
$213K
DMC
15
Drexel Morgan & Co
Pennsylvania
$207K
Wells Fargo
16
Wells Fargo
California
$140K -$26.7K -1,253 -16%
MFS
17
MSI Financial Services
Massachusetts
$62K -$13.1K -616 -18%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$54K +$37.3K +1,752 +241%
FWM
19
Focused Wealth Management
New York
$16K
TRCT
20
Tower Research Capital (TRC)
New York
$8K +$8.23K +386 New
PCM
21
Penserra Capital Management
California
$3K -$895 -42 -26%
NFG
22
Next Financial Group
Texas
$3K
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
-$269K -12,827 Closed
AIG
24
American International Group
New York
-$10K -500 Closed
FAM
25
Formidable Asset Management
Ohio
-$10K -500 Closed

IGI Hedge Fund Activity: Q2 2016 in Review

22 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Defined Opportunity Trust (IGI) for Q2 2016, worth a combined $32.7M — down 8.8% from $35.8M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of IGI and 1 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 7 added.

The largest buyer was Morgan Stanley, adding an estimated $214K. The largest seller was First Manhattan, cutting an estimated $2.6M.

  • 22 institutional investors held Western Asset Investment Grade Defined Opportunity Trust (IGI) as of Q2 2016, down from 24 in Q1 2016.
  • Funds reported $32.7M of Western Asset Investment Grade Defined Opportunity Trust stock for Q2 2016, down 8.8% quarter-over-quarter.
  • 1 fund opened new Western Asset Investment Grade Defined Opportunity Trust positions in Q2 2016 and 3 closed out, a net change of -2 holders.
  • The largest Western Asset Investment Grade Defined Opportunity Trust buyer in Q2 2016 was Morgan Stanley, an estimated $214K added.
  • The largest Western Asset Investment Grade Defined Opportunity Trust seller in Q2 2016 was First Manhattan, an estimated $2.6M sold.

Based on aggregated 13F filings for Q2 2016.