IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

22 hedge funds and large institutions have $33M invested in Western Asset Investment Grade Defined Opportunity Trust in 2019 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
9
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UR
USCA RIA
Texas
+$324K
2
CAN
Cetera Advisor Networks
California
+$286K
3
DMC
Drexel Morgan & Co
Pennsylvania
+$201K
4
RJA
Raymond James & Associates
Florida
+$187K
5
Wells Fargo
Wells Fargo
California
+$53.8K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$604K
2
1CP
1607 Capital Partners
Virginia
-$287K
3
COLIM
City of London Investment Management
United Kingdom
-$270K
4
SIA
Sit Investment Associates
Minnesota
-$233K
5
Invesco
Invesco
Georgia
-$147K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$13.9M +$8.84K +422 +0.1%
UR
2
USCA RIA
Texas
$3.82M +$324K +15,468 +9%
Bank of America
3
Bank of America
North Carolina
$3.22M -$604K -28,828 -16%
Morgan Stanley
4
Morgan Stanley
New York
$2.58M -$56.7K -2,707 -2%
First Manhattan
5
First Manhattan
New York
$1.95M – – –
Invesco
6
Invesco
Georgia
$1.78M -$147K -7,036 -8%
CAN
7
Cetera Advisor Networks
California
$1.2M +$286K +13,642 +31%
GC
8
Guggenheim Capital
Illinois
$1.12M +$53.2K +2,540 +5%
SIA
9
Sit Investment Associates
Minnesota
$696K -$233K -11,140 -25%
RJA
10
Raymond James & Associates
Florida
$626K +$187K +8,910 +42%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$489K -$21.1K -1,009 -4%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$330K +$963 +46 +0.3%
Wells Fargo
13
Wells Fargo
California
$328K +$53.8K +2,570 +20%
DAS
14
Dynamic Advisor Solutions
Arizona
$301K -$6.52K -311 -2%
Citigroup
15
Citigroup
New York
$207K – – –
DMC
16
Drexel Morgan & Co
Pennsylvania
$201K +$201K +9,615 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$182K -$6.28K -300 -3%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$21K +$251 +12 +1%
VFA
19
Valeo Financial Advisors
Indiana
$14K – – –
FCMT
20
Founders Capital Management (Texas)
Texas
$10K – – –
AG
21
Advisor Group
Arizona
$4K – – –
FIA
22
FNY Investment Advisers
New York
$3K +$370 +20 +14%
1CP
23
1607 Capital Partners
Virginia
– -$287K -14,300 Closed
COLIM
24
City of London Investment Management
United Kingdom
– -$270K -13,381 Closed