IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

20 hedge funds and large institutions have $38.2M invested in Western Asset Investment Grade Defined Opportunity Trust in 2015 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 1 closing their positions.

Holders
20
Holders Change
–
Holders Change %
0%
% of All Funds
0.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
8
Reduced
6
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$484K
2
Bank of America
2
Bank of America
North Carolina
$4.1M
3
Invesco
3
Invesco
Georgia
$1.76M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$385K
5
First Manhattan
5
First Manhattan
New York
$14.5M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$11.7M
2
GC
2
Guggenheim Capital
Illinois
$1.4M
3
DBT
3
Dubuque Bank & Trust
Iowa
$0
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$258K
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$15K
Name Market Value Shares Shares
Change 		Shares
Change %
First Manhattan
1
First Manhattan
New York
$14.5M 718,449 +3,700 +0.5%
UBS Group
2
UBS Group
Switzerland
$11.7M 578,864 -35,014 -6%
Bank of America
3
Bank of America
North Carolina
$4.1M 203,020 +15,821 +8%
Morgan Stanley
4
Morgan Stanley
New York
$1.81M 89,565 +1,385 +2%
Invesco
5
Invesco
Georgia
$1.76M 87,443 +9,824 +13%
GC
6
Guggenheim Capital
Illinois
$1.4M 69,603 -8,237 -11%
CAN
7
Cetera Advisor Networks
California
$971K 48,114 -154 -0.3%
LPL Financial
8
LPL Financial
California
$484K 23,992 +23,992 New
RJA
9
Raymond James & Associates
Florida
$391K 19,375 +800 +4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$385K 19,121 +7,799 +69%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$258K 12,809 -2,248 -15%
Citigroup
12
Citigroup
New York
$200K 9,894 – –
Wells Fargo
13
Wells Fargo
California
$160K 7,901 +998 +14%
MFS
14
MSI Financial Services
Massachusetts
$56K 2,770 +1,635 +144%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$15K 728 -1,260 -63%
TRCT
16
Tower Research Capital (TRC)
New York
$15K 737 -463 -39%
FWM
17
Focused Wealth Management
New York
$15K 728 – –
FAM
18
Formidable Asset Management
Ohio
$10K 500 – –
AIG
19
American International Group
New York
$10K 500 – –
NFG
20
Next Financial Group
Texas
$5K 250 – –
DBT
21
Dubuque Bank & Trust
Iowa
– – -4,735 Closed