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IGI

Western Asset Investment Grade Defined Opportunity Trust

20 hedge funds and large institutions have $38.2M invested in Western Asset Investment Grade Defined Opportunity Trust in 2015 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

0.13% more ownership

Funds ownership: 17.47%17.6% (+0.13%)

0% more funds holding

Funds holding: 2020 (0)

0% more first-time investments, than exits

New positions opened: 1 | Existing positions closed: 1

1% less capital invested

Capital invested by funds: $38.5M → $38.2M (-$322K)

Holders
20
Holders Change
Holders Change %
0%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
8
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Manhattan
1
First Manhattan
New York
$14.5M +$76.1K +3,700 +0.5%
UBS Group
2
UBS Group
Switzerland
$11.7M -$720K -35,014 -6%
Bank of America
3
Bank of America
North Carolina
$4.09M +$325K +15,821 +8%
Morgan Stanley
4
Morgan Stanley
New York
$1.81M +$28.5K +1,385 +2%
Invesco
5
Invesco
Georgia
$1.76M +$202K +9,824 +13%
GC
6
Guggenheim Capital
Illinois
$1.4M -$169K -8,237 -11%
CAN
7
Cetera Advisor Networks
California
$971K -$3.17K -154 -0.3%
LPL Financial
8
LPL Financial
California
$484K +$493K +23,992 New
RJA
9
Raymond James & Associates
Florida
$391K +$16.5K +800 +4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$385K +$160K +7,799 +69%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$258K -$46.2K -2,248 -15%
Citigroup
12
Citigroup
New York
$200K
Wells Fargo
13
Wells Fargo
California
$160K +$20.5K +998 +14%
MFS
14
MSI Financial Services
Massachusetts
$56K +$33.6K +1,635 +144%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$15K -$25.9K -1,260 -63%
TRCT
16
Tower Research Capital (TRC)
New York
$15K -$9.52K -463 -39%
FWM
17
Focused Wealth Management
New York
$15K
AIG
18
American International Group
New York
$10K
FAM
19
Formidable Asset Management
Ohio
$10K
NFG
20
Next Financial Group
Texas
$5K
DBT
21
Dubuque Bank & Trust
Iowa
-$97K -4,735 Closed

IGI Hedge Fund Activity: Q4 2015 in Review

20 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Defined Opportunity Trust (IGI) for Q4 2015, worth a combined $38.2M — down 0.84% from $38.5M a quarter earlier.

Fund positioning in IGI was balanced in Q4 2015: 1 fund opened new positions, 1 closed out, 8 added to existing stakes and 6 trimmed.

The largest buyer was LPL Financial, opening a new position worth an estimated $493K. The largest seller was UBS Group, cutting an estimated $720K.

  • 20 institutional investors held Western Asset Investment Grade Defined Opportunity Trust (IGI) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $38.2M of Western Asset Investment Grade Defined Opportunity Trust stock for Q4 2015, down 0.84% quarter-over-quarter.
  • 1 fund opened new Western Asset Investment Grade Defined Opportunity Trust positions in Q4 2015 and 1 closed out, a net change of 0 holders.
  • The largest Western Asset Investment Grade Defined Opportunity Trust buyer in Q4 2015 was LPL Financial, an estimated $493K added.
  • The largest Western Asset Investment Grade Defined Opportunity Trust seller in Q4 2015 was UBS Group, an estimated $720K sold.

Based on aggregated 13F filings for Q4 2015.