IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

25 hedge funds and large institutions have $31.6M invested in Western Asset Investment Grade Defined Opportunity Trust in 2018 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
+1
Holders Change %
+4.17%
% of All Funds
0.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
8
Reduced
4
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LF
Lee Financial
Texas
+$1.16M
2
DAS
Dynamic Advisor Solutions
Arizona
+$298K
3
LPL Financial
LPL Financial
California
+$267K
4
Invesco
Invesco
Georgia
+$191K
5
RJA
Raymond James & Associates
Florida
+$116K

Top Sellers

1
CAN
Cetera Advisor Networks
California
-$1.31M
2
DA
Doliver Advisors
Texas
-$288K
3
Bank of America
Bank of America
North Carolina
-$105K
4
UBS Group
UBS Group
Switzerland
-$53.5K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$49.2K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$15.1M -$53.5K -2,506 -0.4%
Bank of America
2
Bank of America
North Carolina
$4.33M -$105K -4,917 -2%
First Manhattan
3
First Manhattan
New York
$2.84M – – –
Morgan Stanley
4
Morgan Stanley
New York
$2.73M +$45.5K +2,130 +2%
Invesco
5
Invesco
Georgia
$1.55M +$191K +8,964 +14%
LF
6
Lee Financial
Texas
$1.16M +$1.16M +54,302 New
GC
7
Guggenheim Capital
Illinois
$839K +$18K +841 +2%
RJA
8
Raymond James & Associates
Florida
$542K +$116K +5,418 +27%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$528K -$49.2K -2,300 -9%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$334K +$85 +4 +0%
DAS
11
Dynamic Advisor Solutions
Arizona
$298K +$298K +13,930 New
LPL Financial
12
LPL Financial
California
$267K +$267K +12,502 New
Wells Fargo
13
Wells Fargo
California
$213K -$1.39K -65 -0.6%
Citigroup
14
Citigroup
New York
$211K – – –
DMC
15
Drexel Morgan & Co
Pennsylvania
$205K – – –
RJFSA
16
Raymond James Financial Services Advisors
Florida
$204K +$12.9K +604 +7%
AWM
17
Aevitas Wealth Management
Massachusetts
$131K +$1.07K +50 +0.8%
VFA
18
Valeo Financial Advisors
Indiana
$30K – – –
PWM
19
Perigon Wealth Management
California
$23K +$84 +4 +0.4%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$20K – – –
FWM
21
Focused Wealth Management
New York
$16K – – –
IA
22
IFP Advisors
Florida
$15K – – –
FCMT
23
Founders Capital Management (Texas)
Texas
$11K – – –
AG
24
Advisor Group
Arizona
$5K – – –
CIBC Private Wealth Group
25
CIBC Private Wealth Group
Georgia
$4K +$4K +166 New
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