IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

23 hedge funds and large institutions have $32.1M invested in Western Asset Investment Grade Defined Opportunity Trust in 2019 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
23
Holders Change
-2
Holders Change %
-8%
% of All Funds
0.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
9
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$1.31M
2
Invesco
Invesco
Georgia
+$295K
3
UR
USCA RIA
Texas
+$252K
4
SIA
Sit Investment Associates
Minnesota
+$142K
5
GC
Guggenheim Capital
Illinois
+$135K

Top Sellers

1
1CP
1607 Capital Partners
Virginia
-$2.37M
2
WAM
Wolverine Asset Management
Illinois
-$1.02M
3
BOPW
Brandywine Oak Private Wealth
Pennsylvania
-$94K
4
CAN
Cetera Advisor Networks
California
-$54.9K
5
RJA
Raymond James & Associates
Florida
-$41.1K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$13.3M +$1.31M +65,251 +11%
Bank of America
2
Bank of America
North Carolina
$3.66M -$37.8K -1,885 -1%
UR
3
USCA RIA
Texas
$3.35M +$252K +12,565 +8%
Morgan Stanley
4
Morgan Stanley
New York
$2.52M +$18.8K +940 +0.8%
First Manhattan
5
First Manhattan
New York
$1.86M – – –
Invesco
6
Invesco
Georgia
$1.84M +$295K +14,734 +19%
GC
7
Guggenheim Capital
Illinois
$1.02M +$135K +6,738 +15%
SIA
8
Sit Investment Associates
Minnesota
$890K +$142K +7,068 +19%
CAN
9
Cetera Advisor Networks
California
$878K -$54.9K -2,731 -6%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$489K -$13.6K -680 -3%
RJA
11
Raymond James & Associates
Florida
$421K -$41.1K -2,050 -9%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$315K -$5.51K -275 -2%
DAS
13
Dynamic Advisor Solutions
Arizona
$294K +$1.26K +63 +0.4%
1CP
14
1607 Capital Partners
Virginia
$287K -$2.37M -117,900 -89%
COLIM
15
City of London Investment Management
United Kingdom
$270K +$8.82K +437 +3%
Wells Fargo
16
Wells Fargo
California
$263K -$402 -20 -0.2%
Citigroup
17
Citigroup
New York
$198K – – –
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$180K – – –
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$20K +$263 +13 +1%
VFA
20
Valeo Financial Advisors
Indiana
$14K – – –
FCMT
21
Founders Capital Management (Texas)
Texas
$10K – – –
AG
22
Advisor Group
Arizona
$4K – – –
FIA
23
FNY Investment Advisers
New York
$2K +$2K +142 New
WAM
24
Wolverine Asset Management
Illinois
– -$1.02M -55,194 Closed
BOPW
25
Brandywine Oak Private Wealth
Pennsylvania
– -$94K -5,113 Closed
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