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IGI

Western Asset Investment Grade Defined Opportunity Trust

20 hedge funds and large institutions have $47.7M invested in Western Asset Investment Grade Defined Opportunity Trust in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

16% more capital invested

Capital invested by funds: $41M → $47.7M (+$6.7M)

3.09% more ownership

Funds ownership: 18.88%21.97% (+3.1%)

5% less funds holding

Funds holding: 2120 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
20
Holders Change
-1
Holders Change %
-4.76%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
9
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Manhattan
1
First Manhattan
New York
$13.8M +$696K +34,768 +5%
U
2
UBS
Switzerland
$10.4M +$1.64M +81,967 +19%
SIA
3
Sit Investment Associates
Minnesota
$7M +$6.94M +346,958 New
Bank of America
4
Bank of America
North Carolina
$4.59M +$77.5K +3,872 +2%
GC
5
Guggenheim Capital
Illinois
$3.03M -$588K -29,385 -16%
SCM
6
Saba Capital Management
New York
$2.77M -$1.33M -66,669 -33%
Morgan Stanley
7
Morgan Stanley
New York
$1.6M +$107K +5,371 +7%
Invesco
8
Invesco
Georgia
$1.14M +$80.7K +4,033 +8%
CAN
9
Cetera Advisor Networks
California
$873K +$145K +7,266 +20%
Wells Fargo
10
Wells Fargo
California
$861K -$31.2K -1,562 -4%
KIM
11
Karpus Investment Management
New York
$489K +$107K +5,331 +28%
AQR Capital Management
12
AQR Capital Management
Connecticut
$396K +$88.7K +4,434 +29%
Citigroup
13
Citigroup
New York
$259K -$60 -3 -0%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$216K +$214K +10,709 New
SG Americas Securities
15
SG Americas Securities
New York
$181K +$179K +8,960 New
Ameriprise
16
Ameriprise
Minnesota
$45K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$13K +$1.72K +86 +16%
FHA
18
First Horizon Advisors
Tennessee
$10K
FAM
19
Formidable Asset Management
Ohio
$10K
TRCT
20
Tower Research Capital (TRC)
New York
$4K -$121K -6,034 -97%
VKH
21
Virtu KCG Holdings
New York
-$1.06M -52,709 Closed
Goldman Sachs
22
Goldman Sachs
New York
-$221K -10,946 Closed
PPA
23
Parametric Portfolio Associates
Washington
-$215K -10,643 Closed
BIM
24
BlackRock Investment Management
Delaware
-$9K -458 Closed

IGI Hedge Fund Activity: Q1 2014 in Review

20 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Defined Opportunity Trust (IGI) for Q1 2014, worth a combined $47.7M — up 16% from $41M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of IGI and 3 opened new positions — a net loss of 1 holder — while 5 trimmed existing stakes and 9 added.

The largest buyer was Sit Investment Associates, opening a new position worth an estimated $6.94M. The largest seller was Saba Capital Management, cutting an estimated $1.33M.

  • 20 institutional investors held Western Asset Investment Grade Defined Opportunity Trust (IGI) as of Q1 2014, down from 21 in Q4 2013.
  • Funds reported $47.7M of Western Asset Investment Grade Defined Opportunity Trust stock for Q1 2014, up 16% quarter-over-quarter.
  • 3 funds opened new Western Asset Investment Grade Defined Opportunity Trust positions in Q1 2014 and 4 closed out, a net change of -1 holder.
  • The largest Western Asset Investment Grade Defined Opportunity Trust buyer in Q1 2014 was Sit Investment Associates, an estimated $6.94M added.
  • The largest Western Asset Investment Grade Defined Opportunity Trust seller in Q1 2014 was Saba Capital Management, an estimated $1.33M sold.

Based on aggregated 13F filings for Q1 2014.