IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

20 hedge funds and large institutions have $47.7M invested in Western Asset Investment Grade Defined Opportunity Trust in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
20
Holders Change
-1
Holders Change %
-4.76%
% of All Funds
0.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
9
Reduced
5
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
+$7M
2
U
UBS
Switzerland
+$1.65M
3
First Manhattan
First Manhattan
New York
+$701K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$216K
5
SG Americas Securities
SG Americas Securities
New York
+$181K

Top Sellers

1
SCM
Saba Capital Management
New York
-$1.34M
2
VKH
Virtu KCG Holdings
New York
-$1.07M
3
GC
Guggenheim Capital
Illinois
-$593K
4
Goldman Sachs
Goldman Sachs
New York
-$221K
5
PPA
Parametric Portfolio Associates
Washington
-$215K
Name Holding Trade Value Shares
Change 		Shares
Change %
First Manhattan
1
First Manhattan
New York
$13.8M +$701K +34,768 +5%
U
2
UBS
Switzerland
$10.4M +$1.65M +81,967 +19%
SIA
3
Sit Investment Associates
Minnesota
$7M +$7M +346,958 New
Bank of America
4
Bank of America
North Carolina
$4.59M +$78.1K +3,872 +2%
GC
5
Guggenheim Capital
Illinois
$3.03M -$593K -29,385 -16%
SCM
6
Saba Capital Management
New York
$2.78M -$1.34M -66,669 -33%
Morgan Stanley
7
Morgan Stanley
New York
$1.6M +$108K +5,371 +7%
Invesco
8
Invesco
Georgia
$1.14M +$81.3K +4,033 +8%
CAN
9
Cetera Advisor Networks
California
$873K +$146K +7,266 +20%
Wells Fargo
10
Wells Fargo
California
$861K -$31.5K -1,562 -4%
KIM
11
Karpus Investment Management
New York
$489K +$108K +5,331 +28%
AQR Capital Management
12
AQR Capital Management
Connecticut
$396K +$89.3K +4,434 +29%
Citigroup
13
Citigroup
New York
$259K -$61 -3 -0%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$216K +$216K +10,709 New
SG Americas Securities
15
SG Americas Securities
New York
$181K +$181K +8,960 New
Ameriprise
16
Ameriprise
Minnesota
$45K – – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$13K +$1.78K +86 +16%
FAM
18
Formidable Asset Management
Ohio
$10K – – –
FHA
19
First Horizon Advisors
Tennessee
$10K – – –
TRCT
20
Tower Research Capital (TRC)
New York
$4K -$121K -6,034 -97%
VKH
21
Virtu KCG Holdings
New York
– -$1.07M -52,709 Closed
Goldman Sachs
22
Goldman Sachs
New York
– -$221K -10,946 Closed
PPA
23
Parametric Portfolio Associates
Washington
– -$215K -10,643 Closed
BIM
24
BlackRock Investment Management
Delaware
– -$9K -458 Closed