UBS’s Western Asset Investment Grade Defined Opportunity Trust IGI Stock Holding History

UBS’s Portfolio IGI Stock Details IGI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$13.5M	Buy	666,041 +98,660	+17%	+$2.05M	0.01%	1214
2014 Q2	$12.1M	Buy	567,381 +51,368	+10%	+$1.05M	0.01%	1217
2014 Q1	$10.4M	Buy	516,013 +81,967	+19%	+$1.64M	0.01%	1235
2013 Q4	$8.77M	Sell	434,046 -32,934	-7%	-$652K	0.01%	1363
2013 Q3	$9.17M	Buy	466,980 +526	+0.1%	+$10.6K	0.01%	1193
2013 Q2	$9.8M	Buy	+466,454	New	+$10.4M	0.01%	1052

Other funds holding IGI

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

UBS's IGI Position: Q3 2014 in Review

UBS increased its Western Asset Investment Grade Defined Opportunity Trust (IGI) stake by 17% in Q3 2014, buying an estimated $2.05M and bringing the position to 666,041 shares worth $13.5M. The position accounts for 0.01% of the portfolio, ranked #1214.

UBS first reported a position in IGI in Q2 2013 and has held it in 6 quarters since. 20 funds tracked by Wall St. Rank hold IGI as of Q3 2014.

UBS held 666,041 shares of Western Asset Investment Grade Defined Opportunity Trust worth $13.5M as of Q3 2014.
UBS bought 98,660 Western Asset Investment Grade Defined Opportunity Trust shares in Q3 2014, an estimated $2.05M.
Western Asset Investment Grade Defined Opportunity Trust made up 0.01% of UBS's portfolio in Q3 2014, its #1214 holding.
UBS first reported a position in Western Asset Investment Grade Defined Opportunity Trust in Q2 2013 and has held it in 6 quarters since.
20 funds tracked by Wall St. Rank held Western Asset Investment Grade Defined Opportunity Trust as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.