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IGI

Western Asset Investment Grade Defined Opportunity Trust

21 hedge funds and large institutions have $41M invested in Western Asset Investment Grade Defined Opportunity Trust in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

17% more capital invested

Capital invested by funds: $34.9M → $41M (+$6.07M)

17% more funds holding

Funds holding: 1821 (+3)

2.34% more ownership

Funds ownership: 16.54%18.88% (+2.3%)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

Holders
21
Holders Change
+3
Holders Change %
+16.67%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
5
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Manhattan
1
First Manhattan
New York
$13.1M +$891 +45 +0%
U
2
UBS
Switzerland
$8.77M -$652K -32,934 -7%
Bank of America
3
Bank of America
North Carolina
$4.52M +$188K +9,518 +4%
SCM
4
Saba Capital Management
New York
$4.13M +$4.04M +204,269 New
GC
5
Guggenheim Capital
Illinois
$3.63M -$674K -34,067 -16%
Morgan Stanley
6
Morgan Stanley
New York
$1.5M +$216K +10,915 +17%
VKH
7
Virtu KCG Holdings
New York
$1.06M +$1.04M +52,709 New
Invesco
8
Invesco
Georgia
$1.06M -$12.5K -632 -1%
Wells Fargo
9
Wells Fargo
California
$894K +$575K +29,062 +191%
CAN
10
Cetera Advisor Networks
California
$727K +$718K +36,295 New
KIM
11
Karpus Investment Management
New York
$382K +$374K +18,912 New
AQR Capital Management
12
AQR Capital Management
Connecticut
$307K +$301K +15,220 New
Citigroup
13
Citigroup
New York
$259K -$65.7K -3,320 -21%
Goldman Sachs
14
Goldman Sachs
New York
$221K -$1.05K -53 -0.5%
PPA
15
Parametric Portfolio Associates
Washington
$215K +$211K +10,643 New
TRCT
16
Tower Research Capital (TRC)
New York
$126K +$106K +5,337 +595%
Ameriprise
17
Ameriprise
Minnesota
$45K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$11K -$18K -907 -63%
FAM
19
Formidable Asset Management
Ohio
$10K
FHA
20
First Horizon Advisors
Tennessee
$10K +$9.4K +475 New
BIM
21
BlackRock Investment Management
Delaware
$9K +$9.07K +458 New
DA
22
Doliver Advisors
Texas
-$705K -35,872 Closed
SFS
23
Shaker Financial Services
Virginia
-$387K -19,717 Closed
SG Americas Securities
24
SG Americas Securities
New York
-$163K -8,320 Closed
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
-$98K -5,000 Closed

IGI Hedge Fund Activity: Q4 2013 in Review

21 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Defined Opportunity Trust (IGI) for Q4 2013, worth a combined $41M — up 17% from $34.9M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new IGI positions and 5 closed out — a net gain of 3 holders — while 5 added to existing stakes and 6 trimmed.

The largest buyer was Saba Capital Management, opening a new position worth an estimated $4.04M. The largest seller was Doliver Advisors, exiting entirely with an estimated $705K sold.

  • 21 institutional investors held Western Asset Investment Grade Defined Opportunity Trust (IGI) as of Q4 2013, up from 18 in Q3 2013.
  • Funds reported $41M of Western Asset Investment Grade Defined Opportunity Trust stock for Q4 2013, up 17% quarter-over-quarter.
  • 8 funds opened new Western Asset Investment Grade Defined Opportunity Trust positions in Q4 2013 and 5 closed out, a net change of +3 holders.
  • The largest Western Asset Investment Grade Defined Opportunity Trust buyer in Q4 2013 was Saba Capital Management, an estimated $4.04M added.
  • The largest Western Asset Investment Grade Defined Opportunity Trust seller in Q4 2013 was Doliver Advisors, an estimated $705K sold.

Based on aggregated 13F filings for Q4 2013.