IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

20 hedge funds and large institutions have $47.3M invested in Western Asset Investment Grade Defined Opportunity Trust in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 6 closing their positions.

Holders
20
Holders Change
-3
Holders Change %
-13.04%
% of All Funds
0.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
7
Reduced
5
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$13.5M
2
Bank of America
2
Bank of America
North Carolina
$4.59M
3
Morgan Stanley
3
Morgan Stanley
New York
$1.78M
4
Invesco
4
Invesco
Georgia
$1.34M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$270K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$6.73M
2
Wells Fargo
2
Wells Fargo
California
$116K
3
First Manhattan
3
First Manhattan
New York
$14.4M
4
GC
4
Guggenheim Capital
Illinois
$2.17M
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
First Manhattan
1
First Manhattan
New York
$14.4M 712,249 -21,621 -3%
U
2
UBS
Switzerland
$13.5M 666,041 +98,660 +17%
SIA
3
Sit Investment Associates
Minnesota
$6.73M 331,864 -52,296 -14%
Bank of America
4
Bank of America
North Carolina
$4.59M 226,381 +5,642 +3%
GC
5
Guggenheim Capital
Illinois
$2.17M 107,243 -21,089 -16%
Morgan Stanley
6
Morgan Stanley
New York
$1.78M 87,719 +3,549 +4%
Invesco
7
Invesco
Georgia
$1.34M 66,065 +3,125 +5%
CAN
8
Cetera Advisor Networks
California
$945K 46,785 +235 +0.5%
1CP
9
1607 Capital Partners
Virginia
$757K 37,335 -11,747 -24%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$270K 13,300 +2,069 +18%
Citigroup
11
Citigroup
New York
$260K 12,831 – –
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$257K 12,649 +1,926 +18%
Wells Fargo
13
Wells Fargo
California
$116K 5,736 -38,133 -87%
Ameriprise
14
Ameriprise
Minnesota
$45K 2,226 – –
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$33K 1,628 – –
FWM
16
Focused Wealth Management
New York
$33K 1,628 – –
GSC
17
Ground Swell Capital
South Carolina
$12K 600 +600 New
FAM
18
Formidable Asset Management
Ohio
$10K 500 – –
NFG
19
Next Financial Group
Texas
$3K 150 +150 New
AQR Capital Management
20
AQR Capital Management
Connecticut
– – -14,563 Closed
VKH
21
Virtu KCG Holdings
New York
– – -11,413 Closed
SCM
22
Saba Capital Management
New York
– – -10,436 Closed
FHA
23
First Horizon Advisors
Tennessee
– – -475 Closed
WA
24
WFG Advisors
Texas
– – -400 Closed
TRCT
25
Tower Research Capital (TRC)
New York
– – -200 Closed
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