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IGI

Western Asset Investment Grade Defined Opportunity Trust

20 hedge funds and large institutions have $47.3M invested in Western Asset Investment Grade Defined Opportunity Trust in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

0.62% less ownership

Funds ownership: 22.29%21.67% (-0.62%)

7% less capital invested

Capital invested by funds: $51M → $47.3M (-$3.73M)

13% less funds holding

Funds holding: 2320 (-3)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
20
Holders Change
-3
Holders Change %
-13.04%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
7
Reduced
5
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Manhattan
1
First Manhattan
New York
$14.4M -$449K -21,621 -3%
U
2
UBS
Switzerland
$13.5M +$2.05M +98,660 +17%
SIA
3
Sit Investment Associates
Minnesota
$6.73M -$1.09M -52,296 -14%
Bank of America
4
Bank of America
North Carolina
$4.59M +$117K +5,642 +3%
GC
5
Guggenheim Capital
Illinois
$2.17M -$438K -21,089 -16%
Morgan Stanley
6
Morgan Stanley
New York
$1.78M +$73.8K +3,549 +4%
Invesco
7
Invesco
Georgia
$1.34M +$65K +3,125 +5%
CAN
8
Cetera Advisor Networks
California
$945K +$4.89K +235 +0.5%
1CP
9
1607 Capital Partners
Virginia
$757K -$244K -11,747 -24%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$270K +$43K +2,069 +18%
Citigroup
11
Citigroup
New York
$260K
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$257K +$40K +1,926 +18%
Wells Fargo
13
Wells Fargo
California
$116K -$793K -38,133 -87%
Ameriprise
14
Ameriprise
Minnesota
$45K
FWM
15
Focused Wealth Management
New York
$33K
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$33K
GSC
17
Ground Swell Capital
South Carolina
$12K +$12.5K +600 New
FAM
18
Formidable Asset Management
Ohio
$10K
NFG
19
Next Financial Group
Texas
$3K +$3.12K +150 New
AQR Capital Management
20
AQR Capital Management
Connecticut
-$310K -14,563 Closed
VKH
21
Virtu KCG Holdings
New York
-$243K -11,413 Closed
SCM
22
Saba Capital Management
New York
-$222K -10,436 Closed
FHA
23
First Horizon Advisors
Tennessee
-$10K -475 Closed
WA
24
WFG Advisors
Texas
-$9K -400 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$4K -200 Closed

IGI Hedge Fund Activity: Q3 2014 in Review

20 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Defined Opportunity Trust (IGI) for Q3 2014, worth a combined $47.3M — down 7.3% from $51M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of IGI and 3 opened new positions — a net loss of 3 holders — while 5 trimmed existing stakes and 7 added.

The largest buyer was UBS, adding an estimated $2.05M. The largest seller was Sit Investment Associates, cutting an estimated $1.09M.

  • 20 institutional investors held Western Asset Investment Grade Defined Opportunity Trust (IGI) as of Q3 2014, down from 23 in Q2 2014.
  • Funds reported $47.3M of Western Asset Investment Grade Defined Opportunity Trust stock for Q3 2014, down 7.3% quarter-over-quarter.
  • 3 funds opened new Western Asset Investment Grade Defined Opportunity Trust positions in Q3 2014 and 6 closed out, a net change of -3 holders.
  • The largest Western Asset Investment Grade Defined Opportunity Trust buyer in Q3 2014 was UBS, an estimated $2.05M added.
  • The largest Western Asset Investment Grade Defined Opportunity Trust seller in Q3 2014 was Sit Investment Associates, an estimated $1.09M sold.

Based on aggregated 13F filings for Q3 2014.