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IGI

Western Asset Investment Grade Defined Opportunity Trust

24 hedge funds and large institutions have $34.3M invested in Western Asset Investment Grade Defined Opportunity Trust in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

4% more funds holding

Funds holding: 2324 (+1)

0.83% less ownership

Funds ownership: 16.1%15.27% (-0.83%)

9% less capital invested

Capital invested by funds: $37.7M → $34.3M (-$3.43M)

40% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 10

Holders
24
Holders Change
+1
Holders Change %
+4.35%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$14.5M +$1.24M +56,710 +9%
Morgan Stanley
2
Morgan Stanley
New York
$3.13M -$99.8K -4,562 -3%
UR
3
USCA RIA
Texas
$3.02M -$1.35M -61,564 -30%
CAN
4
Cetera Advisor Networks
California
$2.33M +$26.9K +1,229 +1%
First Manhattan
5
First Manhattan
New York
$1.88M -$54.7K -2,500 -3%
Invesco
6
Invesco
Georgia
$1.86M -$23.2K -1,058 -1%
GC
7
Guggenheim Capital
Illinois
$1.34M -$55.9K -2,555 -4%
Bank of America
8
Bank of America
North Carolina
$1.22M -$2.01M -91,702 -61%
Wells Fargo
9
Wells Fargo
California
$963K +$167K +7,626 +20%
SIA
10
Sit Investment Associates
Minnesota
$914K -$230K -10,489 -19%
MSAM
11
Moloney Securities Asset Management
Missouri
$796K +$840K +38,401 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$550K +$40.1K +1,832 +7%
RJA
13
Raymond James & Associates
Florida
$528K -$136K -6,204 -20%
DAS
14
Dynamic Advisor Solutions
Arizona
$335K +$2.19K +100 +0.6%
WAM
15
Wolverine Asset Management
Illinois
$217K +$230K +10,495 New
Citigroup
16
Citigroup
New York
$205K
DMC
17
Drexel Morgan & Co
Pennsylvania
$199K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$145K -$30.6K -1,400 -17%
SPIA
19
Steward Partners Investment Advisory
New York
$143K +$15.4K +703 +11%
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$41K
VFA
21
Valeo Financial Advisors
Indiana
$14K
Osaic Holdings
22
Osaic Holdings
Arizona
$4K -$38.3K -1,750 -89%
TRCT
23
Tower Research Capital (TRC)
New York
$3K +$3.44K +157 New
Stifel Financial
24
Stifel Financial
Missouri
-$297K -13,725 Closed
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
-$213K -9,870 Closed

IGI Hedge Fund Activity: Q3 2020 in Review

24 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Defined Opportunity Trust (IGI) for Q3 2020, worth a combined $34.3M — down 9.1% from $37.7M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new IGI positions and 3 closed out — a net gain of 1 holder — while 6 added to existing stakes and 10 trimmed.

The largest buyer was UBS Group, adding an estimated $1.24M. The largest seller was Bank of America, cutting an estimated $2.01M.

  • 24 institutional investors held Western Asset Investment Grade Defined Opportunity Trust (IGI) as of Q3 2020, up from 23 in Q2 2020.
  • Funds reported $34.3M of Western Asset Investment Grade Defined Opportunity Trust stock for Q3 2020, down 9.1% quarter-over-quarter.
  • 4 funds opened new Western Asset Investment Grade Defined Opportunity Trust positions in Q3 2020 and 3 closed out, a net change of +1 holder.
  • The largest Western Asset Investment Grade Defined Opportunity Trust buyer in Q3 2020 was UBS Group, an estimated $1.24M added.
  • The largest Western Asset Investment Grade Defined Opportunity Trust seller in Q3 2020 was Bank of America, an estimated $2.01M sold.

Based on aggregated 13F filings for Q3 2020.