IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

24 hedge funds and large institutions have $34.3M invested in Western Asset Investment Grade Defined Opportunity Trust in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
24
Holders Change
+1
Holders Change %
+4.35%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$1.18M
2
MSAM
Moloney Securities Asset Management
Missouri
+$796K
3
WAM
Wolverine Asset Management
Illinois
+$217K
4
Wells Fargo
Wells Fargo
California
+$158K
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$38K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$1.9M
2
UR
USCA RIA
Texas
-$1.28M
3
Stifel Financial
Stifel Financial
Missouri
-$297K
4
SIA
Sit Investment Associates
Minnesota
-$218K
5
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$213K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$14.5M +$1.18M +56,710 +9%
Morgan Stanley
2
Morgan Stanley
New York
$3.13M -$94.6K -4,562 -3%
UR
3
USCA RIA
Texas
$3.02M -$1.28M -61,564 -30%
CAN
4
Cetera Advisor Networks
California
$2.33M +$25.5K +1,229 +1%
First Manhattan
5
First Manhattan
New York
$1.88M -$51.8K -2,500 -3%
Invesco
6
Invesco
Georgia
$1.86M -$21.9K -1,058 -1%
GC
7
Guggenheim Capital
Illinois
$1.34M -$53K -2,555 -4%
Bank of America
8
Bank of America
North Carolina
$1.22M -$1.9M -91,702 -61%
Wells Fargo
9
Wells Fargo
California
$963K +$158K +7,626 +20%
SIA
10
Sit Investment Associates
Minnesota
$914K -$218K -10,489 -19%
MSAM
11
Moloney Securities Asset Management
Missouri
$796K +$796K +38,401 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$550K +$38K +1,832 +7%
RJA
13
Raymond James & Associates
Florida
$528K -$129K -6,204 -20%
DAS
14
Dynamic Advisor Solutions
Arizona
$335K +$2.07K +100 +0.6%
WAM
15
Wolverine Asset Management
Illinois
$217K +$217K +10,495 New
Citigroup
16
Citigroup
New York
$205K – – –
DMC
17
Drexel Morgan & Co
Pennsylvania
$199K – – –
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$145K -$29K -1,400 -17%
SPIA
19
Steward Partners Investment Advisory
New York
$143K +$14.5K +703 +11%
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$41K – – –
VFA
21
Valeo Financial Advisors
Indiana
$14K – – –
Osaic Holdings
22
Osaic Holdings
Arizona
$4K -$33K -1,750 -89%
TRCT
23
Tower Research Capital (TRC)
New York
$3K +$3K +157 New
Stifel Financial
24
Stifel Financial
Missouri
– -$297K -13,725 Closed
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
– -$213K -9,870 Closed
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