IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

26 hedge funds and large institutions have $40.8M invested in Western Asset Investment Grade Defined Opportunity Trust in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 2 closing their positions.

Holders
26
Holders Change
+4
Holders Change %
+18.18%
% of All Funds
0.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$6.79M
2
CWM
2
Collaborative Wealth Management
Florida
$361K
3
FAG
3
Fortitude Advisory Group
Washington
$345K
4
RJA
4
Raymond James & Associates
Florida
$1.27M
5
CAN
5
Cetera Advisor Networks
California
$4.16M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$13.4M
2
Morgan Stanley
2
Morgan Stanley
New York
$3.51M
3
Wells Fargo
3
Wells Fargo
California
$1.45M
4
GC
4
Guggenheim Capital
Illinois
$1.46M
5
Ameriprise
5
Ameriprise
Minnesota
$206K
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$13.4M 615,235 -104,289 -14%
SIA
2
Sit Investment Associates
Minnesota
$6.79M 310,436 +41,095 +15%
CAN
3
Cetera Advisor Networks
California
$4.16M 190,445 +11,978 +7%
Morgan Stanley
4
Morgan Stanley
New York
$3.51M 160,761 -9,650 -6%
Invesco
5
Invesco
Georgia
$2.6M 119,024 +1,048 +0.9%
First Manhattan
6
First Manhattan
New York
$1.64M 74,812 – –
GC
7
Guggenheim Capital
Illinois
$1.46M 66,900 -1,530 -2%
Wells Fargo
8
Wells Fargo
California
$1.45M 66,519 -4,976 -7%
RJA
9
Raymond James & Associates
Florida
$1.27M 57,973 +13,132 +29%
Bank of America
10
Bank of America
North Carolina
$1.04M 47,531 -624 -1%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$596K 27,275 +625 +2%
Stifel Financial
12
Stifel Financial
Missouri
$451K 20,654 +2,916 +16%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$416K 19,037 +2,967 +18%
CWM
14
Collaborative Wealth Management
Florida
$361K 16,492 +16,492 New
FAG
15
Fortitude Advisory Group
Washington
$345K 15,769 +15,769 New
LPL Financial
16
LPL Financial
California
$224K 10,228 +10,228 New
OHWP
17
Oak Harbor Wealth Partners
North Carolina
$222K 10,135 +10,135 New
KIM
18
Karpus Investment Management
New York
$216K 9,900 – –
Ameriprise
19
Ameriprise
Minnesota
$206K 9,418 -683 -7%
SPIA
20
Steward Partners Investment Advisory
New York
$121K 5,531 – –
LC
21
Lindbrook Capital
California
$109K 5,000 +5,000 New
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$83K 3,800 – –
HCP
23
Hexagon Capital Partners
Arkansas
$36K 1,633 – –
Osaic Holdings
24
Osaic Holdings
Arizona
$5K 212 – –
CP
25
Castleview Partners
Texas
$503 10,995 +10,995 New
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2