IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

23 hedge funds and large institutions have $30.5M invested in Western Asset Investment Grade Defined Opportunity Trust in 2018 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
23
Holders Change
-1
Holders Change %
-4.17%
% of All Funds
0.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
10
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAN
Cetera Advisor Networks
California
+$982K
2
UBS Group
UBS Group
Switzerland
+$317K
3
SIA
Sit Investment Associates
Minnesota
+$283K
4
Invesco
Invesco
Georgia
+$84.5K
5
Wells Fargo
Wells Fargo
California
+$43.8K

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$272K
2
LF
Lee Financial
Texas
-$189K
3
Morgan Stanley
Morgan Stanley
New York
-$25.9K
4
IA
IFP Advisors
Florida
-$14K
5
RJA
Raymond James & Associates
Florida
-$13.8K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$14.4M +$317K +15,192 +2%
Bank of America
2
Bank of America
North Carolina
$4.19M -$438 -21 -0%
First Manhattan
3
First Manhattan
New York
$2.78M – – –
Morgan Stanley
4
Morgan Stanley
New York
$2.59M -$25.9K -1,241 -1%
Invesco
5
Invesco
Georgia
$1.36M +$84.5K +4,050 +7%
CAN
6
Cetera Advisor Networks
California
$982K +$982K +47,256 New
GC
7
Guggenheim Capital
Illinois
$900K +$33.8K +1,622 +4%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$544K +$15.6K +748 +3%
RJA
9
Raymond James & Associates
Florida
$521K -$13.8K -660 -3%
DAS
10
Dynamic Advisor Solutions
Arizona
$305K -$2.74K -131 -0.9%
SIA
11
Sit Investment Associates
Minnesota
$283K +$283K +13,567 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$280K -$272K -13,000 -49%
Wells Fargo
13
Wells Fargo
California
$274K +$43.8K +2,101 +19%
LPL Financial
14
LPL Financial
California
$264K +$3.13K +150 +1%
Citigroup
15
Citigroup
New York
$217K +$10.6K +510 +5%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$207K +$4.11K +197 +2%
DMC
17
Drexel Morgan & Co
Pennsylvania
$201K – – –
AWM
18
Aevitas Wealth Management
Massachusetts
$131K +$1.65K +79 +1%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$20K +$249 +12 +1%
VFA
20
Valeo Financial Advisors
Indiana
$13K -$8.3K -441 -39%
FWM
21
Focused Wealth Management
New York
$10K -$5.23K -250 -34%
FCMT
22
Founders Capital Management (Texas)
Texas
$10K – – –
AG
23
Advisor Group
Arizona
$4K – – –
LF
24
Lee Financial
Texas
– -$189K -9,031 Closed
IA
25
IFP Advisors
Florida
– -$14K -645 Closed
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