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IGI

Western Asset Investment Grade Defined Opportunity Trust

22 hedge funds and large institutions have $33.7M invested in Western Asset Investment Grade Defined Opportunity Trust in 2019 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 12 increasing their positions, 3 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 3

2% more capital invested

Capital invested by funds: $33M → $33.7M (+$714K)

0% more funds holding

Funds holding: 2222 (0)

0% more first-time investments, than exits

New positions opened: 1 | Existing positions closed: 1

0.03% less ownership

Funds ownership: 14.54%14.51% (-0.03%)

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
12
Reduced
3
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$14.4M +$175K +8,271 +1%
UR
2
USCA RIA
Texas
$3.93M +$18K +851 +0.5%
Bank of America
3
Bank of America
North Carolina
$3.51M +$213K +10,038 +7%
Morgan Stanley
4
Morgan Stanley
New York
$2.57M -$68.8K -3,248 -3%
First Manhattan
5
First Manhattan
New York
$1.99M
Invesco
6
Invesco
Georgia
$1.82M +$6.27K +296 +0.3%
GC
7
Guggenheim Capital
Illinois
$1.34M +$199K +9,385 +18%
CAN
8
Cetera Advisor Networks
California
$1.26M +$30.5K +1,439 +3%
RJA
9
Raymond James & Associates
Florida
$665K +$23.5K +1,107 +4%
Wells Fargo
10
Wells Fargo
California
$368K +$32.4K +1,527 +10%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$363K +$25.1K +1,183 +8%
DAS
12
Dynamic Advisor Solutions
Arizona
$330K +$22.2K +1,049 +7%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$315K -$184K -8,687 -37%
Citigroup
14
Citigroup
New York
$212K
DMC
15
Drexel Morgan & Co
Pennsylvania
$206K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$172K -$14.8K -700 -8%
FIA
17
FNY Investment Advisers
New York
$90K +$86.5K +4,082 +2,520%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$69K +$46.6K +2,198 +219%
AIC
19
Ameritas Investment Company
Nebraska
$22K +$21.4K +1,009 New
VFA
20
Valeo Financial Advisors
Indiana
$15K
FCMT
21
Founders Capital Management (Texas)
Texas
$11K
AG
22
Advisor Group
Arizona
$5K
SIA
23
Sit Investment Associates
Minnesota
-$696K -33,251 Closed

IGI Hedge Fund Activity: Q3 2019 in Review

22 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Defined Opportunity Trust (IGI) for Q3 2019, worth a combined $33.7M — up 2.2% from $33M a quarter earlier.

Fund positioning in IGI was balanced in Q3 2019: 1 fund opened new positions, 1 closed out, 12 added to existing stakes and 3 trimmed.

The largest buyer was Bank of America, adding an estimated $213K. The largest seller was Sit Investment Associates, exiting entirely with an estimated $696K sold.

  • 22 institutional investors held Western Asset Investment Grade Defined Opportunity Trust (IGI) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $33.7M of Western Asset Investment Grade Defined Opportunity Trust stock for Q3 2019, up 2.2% quarter-over-quarter.
  • 1 fund opened new Western Asset Investment Grade Defined Opportunity Trust positions in Q3 2019 and 1 closed out, a net change of 0 holders.
  • The largest Western Asset Investment Grade Defined Opportunity Trust buyer in Q3 2019 was Bank of America, an estimated $213K added.
  • The largest Western Asset Investment Grade Defined Opportunity Trust seller in Q3 2019 was Sit Investment Associates, an estimated $696K sold.

Based on aggregated 13F filings for Q3 2019.