IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

22 hedge funds and large institutions have $33.7M invested in Western Asset Investment Grade Defined Opportunity Trust in 2019 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 12 increasing their positions, 3 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
–
Holders Change %
0%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
12
Reduced
3
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$215K
2
GC
Guggenheim Capital
Illinois
+$201K
3
UBS Group
UBS Group
Switzerland
+$177K
4
FIA
FNY Investment Advisers
New York
+$86.6K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$47.4K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$696K
2
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$186K
3
Morgan Stanley
Morgan Stanley
New York
-$69.6K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$15.1K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$14.4M +$177K +8,271 +1%
UR
2
USCA RIA
Texas
$3.93M +$18.2K +851 +0.5%
Bank of America
3
Bank of America
North Carolina
$3.51M +$215K +10,038 +7%
Morgan Stanley
4
Morgan Stanley
New York
$2.57M -$69.6K -3,248 -3%
First Manhattan
5
First Manhattan
New York
$1.99M – – –
Invesco
6
Invesco
Georgia
$1.82M +$6.34K +296 +0.3%
GC
7
Guggenheim Capital
Illinois
$1.34M +$201K +9,385 +18%
CAN
8
Cetera Advisor Networks
California
$1.26M +$30.9K +1,439 +3%
RJA
9
Raymond James & Associates
Florida
$665K +$23.7K +1,107 +4%
Wells Fargo
10
Wells Fargo
California
$368K +$32.7K +1,527 +10%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$363K +$25.4K +1,183 +8%
DAS
12
Dynamic Advisor Solutions
Arizona
$330K +$22.5K +1,049 +7%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$315K -$186K -8,687 -37%
Citigroup
14
Citigroup
New York
$212K – – –
DMC
15
Drexel Morgan & Co
Pennsylvania
$206K – – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$172K -$15.1K -700 -8%
FIA
17
FNY Investment Advisers
New York
$90K +$86.6K +4,082 +2,520%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$69K +$47.4K +2,198 +219%
AIC
19
Ameritas Investment Company
Nebraska
$22K +$22K +1,009 New
VFA
20
Valeo Financial Advisors
Indiana
$15K – – –
FCMT
21
Founders Capital Management (Texas)
Texas
$11K – – –
AG
22
Advisor Group
Arizona
$5K – – –
SIA
23
Sit Investment Associates
Minnesota
– -$696K -33,251 Closed