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IGI

Western Asset Investment Grade Defined Opportunity Trust

23 hedge funds and large institutions have $40.5M invested in Western Asset Investment Grade Defined Opportunity Trust in 2021 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 4

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

10% more capital invested

Capital invested by funds: $36.7M → $40.5M (+$3.73M)

1.11% more ownership

Funds ownership: 15.84%16.96% (+1.1%)

0% more funds holding

Funds holding: 2323 (0)

Holders
23
Holders Change
Holders Change %
0%
% of All Funds
0.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
11
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$16M +$565K +26,245 +4%
SIA
2
Sit Investment Associates
Minnesota
$5.19M +$2.43M +112,692 +92%
Morgan Stanley
3
Morgan Stanley
New York
$3.54M +$24.6K +1,142 +0.7%
CAN
4
Cetera Advisor Networks
California
$3.43M +$138K +6,399 +4%
Invesco
5
Invesco
Georgia
$2.71M +$401K +18,646 +18%
First Manhattan
6
First Manhattan
New York
$1.65M
GC
7
Guggenheim Capital
Illinois
$1.55M +$225K +10,448 +17%
Wells Fargo
8
Wells Fargo
California
$1.39M +$8.22K +382 +0.6%
Bank of America
9
Bank of America
North Carolina
$1.09M +$26.5K +1,231 +3%
RJA
10
Raymond James & Associates
Florida
$852K +$207K +9,627 +33%
MSAM
11
Moloney Securities Asset Management
Missouri
$792K +$775K +35,973 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$569K -$7K -325 -1%
Stifel Financial
13
Stifel Financial
Missouri
$404K +$395K +18,368 New
Ameriprise
14
Ameriprise
Minnesota
$346K +$338K +15,712 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$271K -$18.1K -843 -6%
WAM
16
Wolverine Asset Management
Illinois
$229K +$116K +5,389 +107%
Citigroup
17
Citigroup
New York
$183K -$34.4K -1,600 -16%
SPIA
18
Steward Partners Investment Advisory
New York
$126K -$35.9K -1,668 -23%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$83K
FCMT
20
Founders Capital Management (Texas)
Texas
$11K
CP
21
Castleview Partners
Texas
$11K +$10.8K +503 New
AWA
22
Arkadios Wealth Advisors
Georgia
$8K +$6.42K +298 +408%
Osaic Holdings
23
Osaic Holdings
Arizona
$5K
UR
24
USCA RIA
Texas
-$2.38M -111,173 Closed
DMC
25
Drexel Morgan & Co
Pennsylvania
-$206K -9,615 Closed

IGI Hedge Fund Activity: Q2 2021 in Review

23 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Defined Opportunity Trust (IGI) for Q2 2021, worth a combined $40.5M — up 10% from $36.7M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new IGI positions and 3 closed out — a net gain of 1 holder — while 11 added to existing stakes and 4 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $2.43M. The largest seller was USCA RIA, exiting entirely with an estimated $2.38M sold.

  • 23 institutional investors held Western Asset Investment Grade Defined Opportunity Trust (IGI) as of Q2 2021, unchanged from Q1 2021.
  • Funds reported $40.5M of Western Asset Investment Grade Defined Opportunity Trust stock for Q2 2021, up 10% quarter-over-quarter.
  • 4 funds opened new Western Asset Investment Grade Defined Opportunity Trust positions in Q2 2021 and 3 closed out, a net change of +1 holder.
  • The largest Western Asset Investment Grade Defined Opportunity Trust buyer in Q2 2021 was Sit Investment Associates, an estimated $2.43M added.
  • The largest Western Asset Investment Grade Defined Opportunity Trust seller in Q2 2021 was USCA RIA, an estimated $2.38M sold.

Based on aggregated 13F filings for Q2 2021.