IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

24 hedge funds and large institutions have $35.8M invested in Western Asset Investment Grade Defined Opportunity Trust in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 1 closing their positions.

Holders
24
Holders Change
+4
Holders Change %
+20%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
7
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AWMS
1
Advocacy Wealth Management Services
Georgia
$1.56M
2
YP
2
Yellowstone Partners
Idaho
$227K
3
LPL Financial
3
LPL Financial
California
$707K
4
DMC
4
Drexel Morgan & Co
Pennsylvania
$201K
5
Ameriprise
5
Ameriprise
Minnesota
$201K

Top Sellers

1
First Manhattan
1
First Manhattan
New York
$10M
2
UBS Group
2
UBS Group
Switzerland
$11.5M
3
Bank of America
3
Bank of America
North Carolina
$3.82M
4
GC
4
Guggenheim Capital
Illinois
$1.16M
5
TRCT
5
Tower Research Capital (TRC)
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$11.5M 550,533 -28,331 -5%
First Manhattan
2
First Manhattan
New York
$10M 479,287 -239,162 -33%
Bank of America
3
Bank of America
North Carolina
$3.82M 182,306 -20,714 -10%
Morgan Stanley
4
Morgan Stanley
New York
$1.89M 90,066 +501 +0.6%
Invesco
5
Invesco
Georgia
$1.83M 87,544 +101 +0.1%
AWMS
6
Advocacy Wealth Management Services
Georgia
$1.56M 74,386 +74,386 New
GC
7
Guggenheim Capital
Illinois
$1.16M 55,164 -14,439 -21%
CAN
8
Cetera Advisor Networks
California
$1.02M 48,693 +579 +1%
LPL Financial
9
LPL Financial
California
$707K 34,072 +10,080 +42%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$477K 22,750 +3,629 +19%
RJA
11
Raymond James & Associates
Florida
$393K 18,775 -600 -3%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$269K 12,827 +18 +0.1%
YP
13
Yellowstone Partners
Idaho
$227K 10,854 +10,854 New
Citigroup
14
Citigroup
New York
$207K 9,894 – –
Ameriprise
15
Ameriprise
Minnesota
$201K 9,613 +9,613 New
DMC
16
Drexel Morgan & Co
Pennsylvania
$201K 9,615 +9,615 New
Wells Fargo
17
Wells Fargo
California
$162K 7,730 -171 -2%
MFS
18
MSI Financial Services
Massachusetts
$73K 3,485 +715 +26%
FWM
19
Focused Wealth Management
New York
$15K 728 – –
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$15K 728 – –
FAM
21
Formidable Asset Management
Ohio
$10K 500 – –
AIG
22
American International Group
New York
$10K 500 – –
NFG
23
Next Financial Group
Texas
$3K 150 -100 -40%
PCM
24
Penserra Capital Management
California
$3 161 +161 New
TRCT
25
Tower Research Capital (TRC)
New York
– – -737 Closed