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IGI

Western Asset Investment Grade Defined Opportunity Trust

24 hedge funds and large institutions have $35.8M invested in Western Asset Investment Grade Defined Opportunity Trust in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

20% more funds holding

Funds holding: 2024 (+4)

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

1.74% less ownership

Funds ownership: 17.6%15.86% (-1.7%)

6% less capital invested

Capital invested by funds: $38.2M → $35.8M (-$2.39M)

Holders
24
Holders Change
+4
Holders Change %
+20%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
7
Reduced
7
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.5M -$573K -28,331 -5%
First Manhattan
2
First Manhattan
New York
$10M -$4.84M -239,162 -33%
Bank of America
3
Bank of America
North Carolina
$3.82M -$419K -20,714 -10%
Morgan Stanley
4
Morgan Stanley
New York
$1.89M +$10.1K +501 +0.6%
Invesco
5
Invesco
Georgia
$1.83M +$2.04K +101 +0.1%
AWMS
6
Advocacy Wealth Management Services
Georgia
$1.56M +$1.5M +74,386 New
GC
7
Guggenheim Capital
Illinois
$1.16M -$292K -14,439 -21%
CAN
8
Cetera Advisor Networks
California
$1.02M +$11.7K +579 +1%
LPL Financial
9
LPL Financial
California
$707K +$204K +10,080 +42%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$477K +$73.4K +3,629 +19%
RJA
11
Raymond James & Associates
Florida
$393K -$12.1K -600 -3%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$269K +$364 +18 +0.1%
YP
13
Yellowstone Partners
Idaho
$227K +$219K +10,854 New
Citigroup
14
Citigroup
New York
$207K
Ameriprise
15
Ameriprise
Minnesota
$201K +$194K +9,613 New
DMC
16
Drexel Morgan & Co
Pennsylvania
$201K +$194K +9,615 New
Wells Fargo
17
Wells Fargo
California
$162K -$3.46K -171 -2%
MFS
18
MSI Financial Services
Massachusetts
$73K +$14.5K +715 +26%
FWM
19
Focused Wealth Management
New York
$15K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$15K
AIG
21
American International Group
New York
$10K
FAM
22
Formidable Asset Management
Ohio
$10K
NFG
23
Next Financial Group
Texas
$3K -$2.02K -100 -40%
PCM
24
Penserra Capital Management
California
$3 +$3.26K +161 New
TRCT
25
Tower Research Capital (TRC)
New York
-$15K -737 Closed

IGI Hedge Fund Activity: Q1 2016 in Review

24 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Defined Opportunity Trust (IGI) for Q1 2016, worth a combined $35.8M — down 6.3% from $38.2M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new IGI positions and 1 closed out — a net gain of 4 holders — while 7 added to existing stakes and 7 trimmed.

The largest buyer was Advocacy Wealth Management Services, opening a new position worth an estimated $1.5M. The largest seller was First Manhattan, cutting an estimated $4.84M.

  • 24 institutional investors held Western Asset Investment Grade Defined Opportunity Trust (IGI) as of Q1 2016, up from 20 in Q4 2015.
  • Funds reported $35.8M of Western Asset Investment Grade Defined Opportunity Trust stock for Q1 2016, down 6.3% quarter-over-quarter.
  • 5 funds opened new Western Asset Investment Grade Defined Opportunity Trust positions in Q1 2016 and 1 closed out, a net change of +4 holders.
  • The largest Western Asset Investment Grade Defined Opportunity Trust buyer in Q1 2016 was Advocacy Wealth Management Services, an estimated $1.5M added.
  • The largest Western Asset Investment Grade Defined Opportunity Trust seller in Q1 2016 was First Manhattan, an estimated $4.84M sold.

Based on aggregated 13F filings for Q1 2016.