IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

25 hedge funds and large institutions have $31.2M invested in Western Asset Investment Grade Defined Opportunity Trust in 2018 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
6
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UR
USCA RIA
Texas
+$2.86M
2
1CP
1607 Capital Partners
Virginia
+$2.45M
3
WAM
Wolverine Asset Management
Illinois
+$1.02M
4
SIA
Sit Investment Associates
Minnesota
+$441K
5
COLIM
City of London Investment Management
United Kingdom
+$239K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$1.72M
2
First Manhattan
First Manhattan
New York
-$743K
3
Bank of America
Bank of America
North Carolina
-$304K
4
LPL Financial
LPL Financial
California
-$264K
5
DMC
Drexel Morgan & Co
Pennsylvania
-$201K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$11.1M -$1.72M -92,893 -13%
Bank of America
2
Bank of America
North Carolina
$3.43M -$304K -16,370 -8%
UR
3
USCA RIA
Texas
$2.86M +$2.86M +154,252 New
1CP
4
1607 Capital Partners
Virginia
$2.45M +$2.45M +132,200 New
Morgan Stanley
5
Morgan Stanley
New York
$2.32M +$16.4K +883 +0.7%
First Manhattan
6
First Manhattan
New York
$1.72M -$743K -40,045 -30%
Invesco
7
Invesco
Georgia
$1.43M +$221K +11,904 +18%
WAM
8
Wolverine Asset Management
Illinois
$1.02M +$1.02M +55,194 New
CAN
9
Cetera Advisor Networks
California
$865K -$16.1K -866 -2%
GC
10
Guggenheim Capital
Illinois
$817K +$16K +862 +2%
SIA
11
Sit Investment Associates
Minnesota
$693K +$441K +23,756 +175%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$465K -$18.4K -992 -4%
RJA
13
Raymond James & Associates
Florida
$428K -$35.3K -1,900 -8%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$297K +$113K +6,069 +61%
DAS
15
Dynamic Advisor Solutions
Arizona
$273K -$75 -4 -0%
Wells Fargo
16
Wells Fargo
California
$243K -$890 -48 -0.4%
COLIM
17
City of London Investment Management
United Kingdom
$239K +$239K +12,944 New
Citigroup
18
Citigroup
New York
$184K -$9.49K -510 -5%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$167K -$81.6K -4,400 -33%
BOPW
20
Brandywine Oak Private Wealth
Pennsylvania
$94K +$94K +5,113 New
AIC
21
Ameritas Investment Company
Nebraska
$19K +$19K +1,009 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$18K +$240 +13 +1%
VFA
23
Valeo Financial Advisors
Indiana
$13K – – –
FCMT
24
Founders Capital Management (Texas)
Texas
$9K – – –
AG
25
Advisor Group
Arizona
$4K – – –
1
2