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IGI

Western Asset Investment Grade Defined Opportunity Trust

25 hedge funds and large institutions have $31.2M invested in Western Asset Investment Grade Defined Opportunity Trust in 2018 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

9% more funds holding

Funds holding: 2325 (+2)

2.01% more ownership

Funds ownership: 13.51%15.52% (+2%)

2% more capital invested

Capital invested by funds: $30.5M → $31.2M (+$662K)

40% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 10

Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
6
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$11.1M -$1.72M -92,893 -13%
Bank of America
2
Bank of America
North Carolina
$3.42M -$303K -16,370 -8%
UR
3
USCA RIA
Texas
$2.86M +$2.86M +154,252 New
1CP
4
1607 Capital Partners
Virginia
$2.45M +$2.45M +132,200 New
Morgan Stanley
5
Morgan Stanley
New York
$2.32M +$16.4K +883 +0.7%
First Manhattan
6
First Manhattan
New York
$1.72M -$742K -40,045 -30%
Invesco
7
Invesco
Georgia
$1.43M +$221K +11,904 +18%
WAM
8
Wolverine Asset Management
Illinois
$1.02M +$1.02M +55,194 New
CAN
9
Cetera Advisor Networks
California
$865K -$16K -866 -2%
GC
10
Guggenheim Capital
Illinois
$817K +$16K +862 +2%
SIA
11
Sit Investment Associates
Minnesota
$693K +$440K +23,756 +175%
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$465K -$18.4K -992 -4%
RJA
13
Raymond James & Associates
Florida
$428K -$35.2K -1,900 -8%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$297K +$112K +6,069 +61%
DAS
15
Dynamic Advisor Solutions
Arizona
$273K -$74 -4 -0%
Wells Fargo
16
Wells Fargo
California
$243K -$890 -48 -0.4%
COLIM
17
City of London Investment Management
United Kingdom
$239K +$240K +12,944 New
Citigroup
18
Citigroup
New York
$184K -$9.45K -510 -5%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$167K -$81.5K -4,400 -33%
BOPW
20
Brandywine Oak Private Wealth
Pennsylvania
$94K +$94.8K +5,113 New
AIC
21
Ameritas Investment Company
Nebraska
$19K +$18.7K +1,009 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$18K +$241 +13 +1%
VFA
23
Valeo Financial Advisors
Indiana
$13K
FCMT
24
Founders Capital Management (Texas)
Texas
$9K
AG
25
Advisor Group
Arizona
$4K

IGI Hedge Fund Activity: Q4 2018 in Review

25 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Defined Opportunity Trust (IGI) for Q4 2018, worth a combined $31.2M — up 2.2% from $30.5M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new IGI positions and 4 closed out — a net gain of 2 holders — while 6 added to existing stakes and 10 trimmed.

The largest buyer was USCA RIA, opening a new position worth an estimated $2.86M. The largest seller was UBS Group, cutting an estimated $1.72M.

  • 25 institutional investors held Western Asset Investment Grade Defined Opportunity Trust (IGI) as of Q4 2018, up from 23 in Q3 2018.
  • Funds reported $31.2M of Western Asset Investment Grade Defined Opportunity Trust stock for Q4 2018, up 2.2% quarter-over-quarter.
  • 6 funds opened new Western Asset Investment Grade Defined Opportunity Trust positions in Q4 2018 and 4 closed out, a net change of +2 holders.
  • The largest Western Asset Investment Grade Defined Opportunity Trust buyer in Q4 2018 was USCA RIA, an estimated $2.86M added.
  • The largest Western Asset Investment Grade Defined Opportunity Trust seller in Q4 2018 was UBS Group, an estimated $1.72M sold.

Based on aggregated 13F filings for Q4 2018.