USCA RIA’s Western Asset Investment Grade Defined Opportunity Trust IGI Stock Holding History

USCA RIA’s Portfolio IGI Stock Details IGI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-111,173	Closed	-$2.38M	–	576
2021 Q1	$2.38M	Sell	111,173 -4,367	-4%	-$94K	0.16%	188
2020 Q4	$2.58M	Sell	115,540 -30,210	-21%	-$641K	0.18%	116
2020 Q3	$3.02M	Sell	145,750 -61,564	-30%	-$1.35M	0.24%	95
2020 Q2	$4.48M	Buy	207,314 +5,149	+3%	+$108K	0.4%	57
2020 Q1	$3.79M	Buy	202,165 +2,225	+1%	+$46.5K	0.44%	52
2019 Q4	$4.58M	Buy	199,940 +16,804	+9%	+$361K	0.41%	71
2019 Q3	$3.93M	Buy	183,136 +851	+0.5%	+$18K	0.39%	76
2019 Q2	$3.82M	Buy	182,285 +15,468	+9%	+$321K	0.39%	78
2019 Q1	$3.35M	Buy	166,817 +12,565	+8%	+$244K	0.36%	93
2018 Q4	$2.86M	Buy	+154,252	New	+$2.86M	0.38%	86

Other funds holding IGI

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

USCA RIA's IGI Position: Q2 2021 in Review

USCA RIA sold out of Western Asset Investment Grade Defined Opportunity Trust (IGI) in Q2 2021, closing a stake of 111,173 shares — an estimated $2.38M sold.

USCA RIA first reported a position in IGI in Q4 2018 and held it in 10 quarters. The position peaked at $4.58M in Q4 2019. 23 funds tracked by Wall St. Rank hold IGI as of Q2 2021.

USCA RIA reported no remaining Western Asset Investment Grade Defined Opportunity Trust position as of Q2 2021 after selling out during the quarter.
USCA RIA sold 111,173 Western Asset Investment Grade Defined Opportunity Trust shares in Q2 2021, an estimated $2.38M.
USCA RIA first reported a position in Western Asset Investment Grade Defined Opportunity Trust in Q4 2018 and held it in 10 quarters.
USCA RIA's Western Asset Investment Grade Defined Opportunity Trust position peaked at $4.58M in Q4 2019.
23 funds tracked by Wall St. Rank held Western Asset Investment Grade Defined Opportunity Trust as of Q2 2021.

Based on USCA RIA's 13F filing for Q2 2021, filed 28 Jul 2021.