IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

22 hedge funds and large institutions have $36.8M invested in Western Asset Investment Grade Defined Opportunity Trust in 2019 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
–
Holders Change %
0%
% of All Funds
0.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
11
Reduced
4
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UR
USCA RIA
Texas
+$385K
2
Invesco
Invesco
Georgia
+$255K
3
GC
Guggenheim Capital
Illinois
+$181K
4
SIA
Sit Investment Associates
Minnesota
+$173K
5
Morgan Stanley
Morgan Stanley
New York
+$136K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$305K
2
UBS Group
UBS Group
Switzerland
-$107K
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$64.4K
4
FIA
FNY Investment Advisers
New York
-$50K
5
AIC
Ameritas Investment Company
Nebraska
-$22K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$15.3M -$107K -4,673 -0.7%
UR
2
USCA RIA
Texas
$4.58M +$385K +16,804 +9%
Bank of America
3
Bank of America
North Carolina
$3.45M -$305K -13,331 -8%
Morgan Stanley
4
Morgan Stanley
New York
$2.88M +$136K +5,952 +5%
Invesco
5
Invesco
Georgia
$2.2M +$255K +11,157 +13%
First Manhattan
6
First Manhattan
New York
$2.13M – – –
GC
7
Guggenheim Capital
Illinois
$1.62M +$181K +7,911 +13%
CAN
8
Cetera Advisor Networks
California
$1.47M +$120K +5,236 +9%
RJA
9
Raymond James & Associates
Florida
$714K +$3.62K +158 +0.5%
Wells Fargo
10
Wells Fargo
California
$421K +$26.9K +1,172 +7%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$403K +$15.2K +665 +4%
DAS
12
Dynamic Advisor Solutions
Arizona
$353K +$298 +13 +0.1%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$272K -$64.4K -2,809 -19%
Citigroup
14
Citigroup
New York
$227K – – –
DMC
15
Drexel Morgan & Co
Pennsylvania
$220K – – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$208K +$25.1K +1,100 +14%
SIA
17
Sit Investment Associates
Minnesota
$173K +$173K +7,557 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$74K +$823 +36 +1%
FIA
19
FNY Investment Advisers
New York
$47K -$50K -2,187 -52%
VFA
20
Valeo Financial Advisors
Indiana
$16K – – –
FCMT
21
Founders Capital Management (Texas)
Texas
$11K – – –
AG
22
Advisor Group
Arizona
$5K – – –
AIC
23
Ameritas Investment Company
Nebraska
– -$22K -1,009 Closed