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IGI

Western Asset Investment Grade Defined Opportunity Trust

23 hedge funds and large institutions have $36.6M invested in Western Asset Investment Grade Defined Opportunity Trust in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

12% more capital invested

Capital invested by funds: $32.7M → $36.6M (+$3.91M)

5% more funds holding

Funds holding: 2223 (+1)

0.86% more ownership

Funds ownership: 14.05%14.91% (+0.86%)

Holders
23
Holders Change
+1
Holders Change %
+4.55%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
10
Reduced
7
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$13.4M +$916K +41,203 +7%
First Manhattan
2
First Manhattan
New York
$8.07M
Bank of America
3
Bank of America
North Carolina
$4.12M +$374K +16,815 +10%
Morgan Stanley
4
Morgan Stanley
New York
$2.56M +$296K +13,313 +13%
Invesco
5
Invesco
Georgia
$2M -$13.9K -623 -0.7%
CAN
6
Cetera Advisor Networks
California
$1.88M +$832K +37,391 +82%
GC
7
Guggenheim Capital
Illinois
$780K -$82.4K -3,707 -10%
LPL Financial
8
LPL Financial
California
$564K +$94.8K +4,261 +21%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$522K -$14.3K -645 -3%
AWMS
10
Advocacy Wealth Management Services
Georgia
$473K -$632K -28,400 -58%
RJA
11
Raymond James & Associates
Florida
$417K +$19.7K +885 +5%
YP
12
Yellowstone Partners
Idaho
$321K +$33.7K +1,517 +12%
Ameriprise
13
Ameriprise
Minnesota
$297K +$53.5K +2,405 +22%
SFG
14
StrategIQ Financial Group
Indiana
$249K
RJFSA
15
Raymond James Financial Services Advisors
Florida
$229K +$225K +10,116 New
Citigroup
16
Citigroup
New York
$224K
DMC
17
Drexel Morgan & Co
Pennsylvania
$217K
Wells Fargo
18
Wells Fargo
California
$115K -$31.1K -1,398 -22%
MFS
19
MSI Financial Services
Massachusetts
$77K +$12.1K +542 +19%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$40K -$16.2K -728 -29%
FWM
21
Focused Wealth Management
New York
$16K
TRCT
22
Tower Research Capital (TRC)
New York
$7K -$2.05K -92 -24%
PCM
23
Penserra Capital Management
California
$4K +$2.05K +92 +77%
NFG
24
Next Financial Group
Texas
$3K

IGI Hedge Fund Activity: Q3 2016 in Review

23 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Defined Opportunity Trust (IGI) for Q3 2016, worth a combined $36.6M — up 12% from $32.7M a quarter earlier.

Buyers outnumbered sellers: 1 fund opened new IGI positions and 0 closed out — a net gain of 1 holder — while 10 added to existing stakes and 7 trimmed.

The largest buyer was UBS Group, adding an estimated $916K. The largest seller was Advocacy Wealth Management Services, cutting an estimated $632K.

  • 23 institutional investors held Western Asset Investment Grade Defined Opportunity Trust (IGI) as of Q3 2016, up from 22 in Q2 2016.
  • Funds reported $36.6M of Western Asset Investment Grade Defined Opportunity Trust stock for Q3 2016, up 12% quarter-over-quarter.
  • 1 fund opened new Western Asset Investment Grade Defined Opportunity Trust positions in Q3 2016 and 0 closed out, a net change of +1 holder.
  • The largest Western Asset Investment Grade Defined Opportunity Trust buyer in Q3 2016 was UBS Group, an estimated $916K added.
  • The largest Western Asset Investment Grade Defined Opportunity Trust seller in Q3 2016 was Advocacy Wealth Management Services, an estimated $632K sold.

Based on aggregated 13F filings for Q3 2016.