IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

24 hedge funds and large institutions have $29.4M invested in Western Asset Investment Grade Defined Opportunity Trust in 2018 Q2 according to their latest regulatory filings, with 0 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
24
Holders Change
-1
Holders Change %
-4%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
9
Reduced
6
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$202K
2
GC
Guggenheim Capital
Illinois
+$47.4K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$35.6K
4
Wells Fargo
Wells Fargo
California
+$23K
5
DAS
Dynamic Advisor Solutions
Arizona
+$17K

Top Sellers

1
LF
Lee Financial
Texas
-$947K
2
UBS Group
UBS Group
Switzerland
-$653K
3
Invesco
Invesco
Georgia
-$244K
4
Morgan Stanley
Morgan Stanley
New York
-$53.6K
5
Bank of America
Bank of America
North Carolina
-$40.3K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$14.2M -$653K -31,157 -4%
Bank of America
2
Bank of America
North Carolina
$4.21M -$40.3K -1,923 -0.9%
First Manhattan
3
First Manhattan
New York
$2.79M – – –
Morgan Stanley
4
Morgan Stanley
New York
$2.63M -$53.6K -2,558 -2%
Invesco
5
Invesco
Georgia
$1.28M -$244K -11,665 -16%
GC
6
Guggenheim Capital
Illinois
$870K +$47.4K +2,262 +6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$553K +$35.6K +1,700 +7%
RJA
8
Raymond James & Associates
Florida
$536K +$4.36K +208 +0.8%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$530K +$202K +9,661 +62%
DAS
10
Dynamic Advisor Solutions
Arizona
$309K +$17K +811 +6%
LPL Financial
11
LPL Financial
California
$262K – – –
Wells Fargo
12
Wells Fargo
California
$231K +$23K +1,099 +11%
Citigroup
13
Citigroup
New York
$207K – – –
RJFSA
14
Raymond James Financial Services Advisors
Florida
$204K +$3.34K +159 +2%
DMC
15
Drexel Morgan & Co
Pennsylvania
$201K – – –
LF
16
Lee Financial
Texas
$189K -$947K -45,271 -83%
AWM
17
Aevitas Wealth Management
Massachusetts
$130K +$1.55K +74 +1%
VFA
18
Valeo Financial Advisors
Indiana
$23K -$5.59K -275 -20%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$20K – – –
FWM
20
Focused Wealth Management
New York
$15K – – –
IA
21
IFP Advisors
Florida
$14K – – –
FCMT
22
Founders Capital Management (Texas)
Texas
$10K – – –
CIBC Private Wealth Group
23
CIBC Private Wealth Group
Georgia
$7K +$3.5K +166 +100%
AG
24
Advisor Group
Arizona
$4K – – –
PWM
25
Perigon Wealth Management
California
– -$23K -1,092 Closed