IGI

Western Asset Investment Grade Defined Opportunity Trust
IGI

Overview Fund Activity

23 hedge funds and large institutions have $37.7M invested in Western Asset Investment Grade Defined Opportunity Trust in 2020 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
23
Holders Change
-1
Holders Change %
-4.17%
% of All Funds
0.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
8
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAN
Cetera Advisor Networks
California
+$770K
2
Wells Fargo
Wells Fargo
California
+$319K
3
Morgan Stanley
Morgan Stanley
New York
+$237K
4
Bank of America
Bank of America
North Carolina
+$216K
5
DMC
Drexel Morgan & Co
Pennsylvania
+$208K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$1.01M
2
WAM
Wolverine Asset Management
Illinois
-$597K
3
RVPG
Relative Value Partners Group
-$547K
4
Stifel Financial
Stifel Financial
Missouri
-$343K
5
KIM
Karpus Investment Management
New York
-$201K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$13.9M -$1.01M -46,479 -7%
UR
2
USCA RIA
Texas
$4.48M +$111K +5,149 +3%
Morgan Stanley
3
Morgan Stanley
New York
$3.36M +$237K +10,972 +8%
Bank of America
4
Bank of America
North Carolina
$3.26M +$216K +9,990 +7%
CAN
5
Cetera Advisor Networks
California
$2.4M +$770K +35,584 +47%
First Manhattan
6
First Manhattan
New York
$2.01M – – –
Invesco
7
Invesco
Georgia
$1.96M -$90.7K -4,194 -4%
GC
8
Guggenheim Capital
Illinois
$1.45M -$113K -5,216 -7%
SIA
9
Sit Investment Associates
Minnesota
$1.18M -$195K -9,034 -14%
Wells Fargo
10
Wells Fargo
California
$840K +$319K +14,746 +61%
RJA
11
Raymond James & Associates
Florida
$684K +$20.8K +964 +3%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$534K -$77.3K -3,573 -13%
DAS
13
Dynamic Advisor Solutions
Arizona
$347K +$2.77K +128 +0.8%
Stifel Financial
14
Stifel Financial
Missouri
$297K -$343K -15,832 -54%
Citigroup
15
Citigroup
New York
$214K – – –
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$213K -$21.6K -1,000 -9%
DMC
17
Drexel Morgan & Co
Pennsylvania
$208K +$208K +9,615 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$182K – – –
SPIA
19
Steward Partners Investment Advisory
New York
$134K +$134K +6,212 New
Osaic Holdings
20
Osaic Holdings
Arizona
$43K +$416 +19 +1%
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
$43K +$43K +2,000 New
VFA
22
Valeo Financial Advisors
Indiana
$15K – – –
PAG
23
Private Advisor Group
New Jersey
$5K +$5K +250 New
WAM
24
Wolverine Asset Management
Illinois
– -$597K -31,867 Closed
RVPG
25
Relative Value Partners Group
– -$547K -29,194 Closed
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