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Western Asset Investment Grade Defined Opportunity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Sit Investment Associates
1
Sit Investment Associates
Minnesota
$14.6M +$862K +53,497 +6%
Karpus Investment Management
2
Karpus Investment Management
New York
$8.52M +$2.35M +145,661 +38%
1607 Capital Partners
3
1607 Capital Partners
Virginia
$5.34M -$1.21M -75,196 -18%
UBS Group
4
UBS Group
Switzerland
$4.65M -$120K -7,469 -3%
Hennion & Walsh Asset Management
5
Hennion & Walsh Asset Management
New Jersey
$1.75M +$1.21M +75,169 +226%
Morgan Stanley
6
Morgan Stanley
New York
$1.73M -$80.3K -4,980 -4%
Raymond James Financial
7
Raymond James Financial
Florida
$1.37M -$113K -7,040 -8%
Wells Fargo
8
Wells Fargo
California
$1.22M -$8.03K -498 -0.7%
Whipplewood Advisors
9
Whipplewood Advisors
Colorado
$941K -$45K -2,794 -5%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$464K -$27.1K -1,683 -6%
Stifel Financial
11
Stifel Financial
Missouri
$378K +$16.1K +999 +4%
Ameriprise
12
Ameriprise
Minnesota
$281K -$13.2K -820 -4%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$261K -$104K -6,434 -28%
Bank of America
14
Bank of America
North Carolina
$243K -$105K -6,504 -30%
Jones Financial Companies
15
Jones Financial Companies
Missouri
$240K +$93.7K +5,815 +64%
Guggenheim Capital
16
Guggenheim Capital
Illinois
$211K -$879K -54,514 -81%
UHLMANN PRICE SECURITIES
17
UHLMANN PRICE SECURITIES
Illinois
$195K +$195K +12,127 New
Melfa Wealth Management
18
Melfa Wealth Management
Massachusetts
$168K – – –
Wolverine Asset Management
19
Wolverine Asset Management
Illinois
$101K -$909K -56,424 -90%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$98K -$1.77K -110 -2%
Osaic Holdings
21
Osaic Holdings
Arizona
$35.6K – – –
Institute for Wealth Management
22
Institute for Wealth Management
Colorado
$26.2K +$26.2K +1,625 New
NWMP
23
Noble Wealth Management PBC
Colorado
$16.1K – – –
Arax Advisory Partners
24
Arax Advisory Partners
Colorado
$14.5K +$14.5K +900 New
Steward Partners Investment Advisory
25
Steward Partners Investment Advisory
New York
$12.9K – – –