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IGI

Western Asset Investment Grade Defined Opportunity Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$16.5M +$846K +39,853 +6%
Morgan Stanley
2
Morgan Stanley
New York
$3.72M +$332K +15,617 +10%
CAN
3
Cetera Advisor Networks
California
$3.13M +$593K +27,953 +25%
UR
4
USCA RIA
Texas
$2.58M -$641K -30,210 -21%
Invesco
5
Invesco
Georgia
$2.25M +$238K +11,198 +13%
SIA
6
Sit Investment Associates
Minnesota
$2.21M +$1.17M +55,000 +125%
First Manhattan
7
First Manhattan
New York
$1.93M -$84.9K -4,000 -4%
GC
8
Guggenheim Capital
Illinois
$1.44M -$1.97K -93 -0.1%
Wells Fargo
9
Wells Fargo
California
$1.19M +$148K +6,969 +15%
Bank of America
10
Bank of America
North Carolina
$1.19M -$123K -5,798 -10%
RJA
11
Raymond James & Associates
Florida
$624K +$52.7K +2,483 +10%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$596K +$2.74K +129 +0.5%
Citigroup
13
Citigroup
New York
$485K +$251K +11,817 +119%
DAS
14
Dynamic Advisor Solutions
Arizona
$393K +$30.6K +1,440 +9%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$245K +$83.9K +3,950 +56%
Stifel Financial
16
Stifel Financial
Missouri
$227K +$216K +10,173 New
DMC
17
Drexel Morgan & Co
Pennsylvania
$215K
SFS
18
Shaker Financial Services
Virginia
$215K +$205K +9,635 New
SPIA
19
Steward Partners Investment Advisory
New York
$132K -$21.2K -1,000 -14%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$84K +$80.7K +3,800 New
FIA
21
FNY Investment Advisers
New York
$41K +$39.3K +1,850 New
FCMT
22
Founders Capital Management (Texas)
Texas
$20K +$21.2K +1,000 New
VFA
23
Valeo Financial Advisors
Indiana
$15K
Osaic Holdings
24
Osaic Holdings
Arizona
$5K
AWA
25
Arkadios Wealth Advisors
Georgia
$2K +$2.19K +103 New